SIF Oltenia S.A.

Fund Information / Factsheet • Nov 12, 2021

No. 11279 / 12.11.2021

To: BUCHAREST STOCK EXCHANGE Fax: 021-307 95 19

FINANCIAL SUPERVISORY AUTHORITY FINANCIAL INSTRUMENTS AND INVESTMENTS SECTOR Fax: 021.659.60.51

PRESS RELEASE

According to art. 50 paragraph (2) and paragraph (4) of the FSA Regulation no.7 / 2020 we send you attached the detailed statement of the investments on 30.09.2021 (Annex no. 11), as it was prepared by the company and certified by the depositary.

We inform you that Annex 11 (Detailed statement of investments) is available starting with 12.11.2021 and on the company's website www.sifolt.ro

Sorin - Iulian CIOACĂ President- General Manager

Viorica Bălan Compliance Officer

Detailed statement of the investments on 30/09/2021

Total assets 2,061,083,057 RON 2,437,876,759 RON

Net assets 1,872,197,361 RON 2,190,679,945 RON

Name of the item			Beginning of the reporting period 01/01/2021 - restated according to the F.S.A. no. 7/2020				End of the reporting period	Differences (lei)
		% of the net assets	% of total assets	Currency	RON	% of the net assets	% of total assets	Currency	RON
I.	Total assets			2,095,473	2,058,987,584			2,153,752	2,435,723,007	376,793,702
1	Securities and money market instruments of which:	99.3890	90.2806	0	1,860,757,632	101.4416	91.1555	0	2,222,259,905	361,502,273
1.1	Securities and money market instruments admitted or traded on a regulated market in Romania, of which: shares, other similar securities (mentioning each category), bonds (by issuer category), other debt securities (mentioning by type and issuer category), other securities, money market instruments (by category);	99.3890	90.2806	0	1,860,757,632	101.4416	91.1555	0	2,222,259,905	361,502,273
	- Shares	99.3890	90.2806	0	1,860,757,632	101.4416	91.1555	0	2,222,259,905	361,502,273
1.2	Securities and money market instruments admitted to or dealt in on a regulated market of a Member State, of which: shares, other securities treated as such (by class), bonds (by class of issuer), other debt securities (by type and class of issuer), other securities, money market
	instruments (by class);	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0

Detailed statement of the investments on 30/09/2021

Total assets 2,061,083,057 RON 2,437,876,759 RON

Net assets 1,872,197,361 RON 2,190,679,945 RON

		Beginning of the reporting period 01/01/2021 - restated according to the F.S.A. no. 7/2020				End of the reporting period			Differences (lei)
Name of the item	% of the net assets	% of total assets	Currency	RON	% of the net assets	% of total assets	Currency	RON
Securities and money market instruments 1.3 admitted to official listing on a stock exchange in a third country or traded on another regulated market in a third country, which operates regularly and is recognised and open to the public, approved by the A.S.F., of which: shares, other securities treated as such (with a list of each class), bonds (by class of issuer), other debt securities (with a list by type and by class of issuer), other securities, money market instruments (by class).	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0
2 Newly issued securities	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0
3 Other securities and money market instruments referred to in Article 83(1)(a) of O.U.G. No 32/2012 of which: securities (by categories and by type of issuer) and money market instruments (by categories).	8.2216	7.4682	0	153,924,820	7.7274	6.9439	0	169,283,161	15,358,341
- Shares not admitted to trading	8.2216	7.4682	0	153,924,820	7.4167	6.6646	0	162,475,500	8,550,680
Bonds not admitted to trading	0.0000	0.0000	0	0	0.3108	0.2792	0	6,807,661	6,807,661

Detailed statement of the investments on 30/09/2021

Total assets 2,061,083,057 RON 2,437,876,759 RON

Net assets 1,872,197,361 RON 2,190,679,945 RON

Name of the item			Beginning of the reporting period 01/01/2021 - restated according to the F.S.A. no. 7/2020					End of the reporting period	Differences (lei)
		% of the net assets	% of the net % of total assets Currency RON assets		% of total Currency assets		RON
4	Bank deposits of which:	1.4209	1.2907	424,538	26,178,355	0.2783	0.2501	456,935.70	5,640,559.64	(20,505,398)
4.1	Bank deposits with credit institutions in Romania;	1.4209	1.2907	424,538	26,178,355	0.2783	0.2501	456,935.70	5,640,559.64	(20,505,398)
4.2	Bank deposits made with credit institutions in a Member State;	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0
4.3	Bank deposits made with credit institutions in a third country.	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0
5	Derivatives traded on a regulated market:	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0
5.1	Derivatives traded on a regulated market in Romania, by category;	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0
5.2	Derivatives traded on a regulated market in a Member State, by category;	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0
5.3	Derivatives traded on a regulated market in a third country, by category;	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0
5.4	Derivatives traded outside regulated markets, by instrument category;	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0
6	Current accounts and cash	0.2286	0.2076	1,670,935	2,608,578	0.2259	0.2030	1,696,816.12	3,252,939.92	670,243
7	Money market instruments other than those traded on a regulated market, as referred to in Article 82(g) of O.U.G. No 32/2012 - Repo
	contracts on securities	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0
8	Equity interests of FIA/OPCVM	0.1922	0.1746	0	3,598,943	0.2068	0.1859	0	4,531,351	932,408
9	Dividends or other rights receivable	0.0000	0.0000	0	0	0.8641	0.7765	0	18,929,212	18,929,212
10	Other assets (amounts in transit, amounts with distributors, amounts with S.S.I.F., etc.).
		0.6366	0.5783	0	11,919,256	0.5398	0.4851	0	11,825,879	(93,377)

Detailed statement of the investments on 30/09/2021

Total assets 2,061,083,057 RON 2,437,876,759 RON

Net assets 1,872,197,361 RON 2,190,679,945 RON

Name of the item			Beginning of the reporting period 01/01/2021 - restated according to the F.S.A. no. 7/2020				End of the reporting period	Differences (lei)
		% of the net assets	% of total assets	Currency	RON	% of the net assets	% of total assets	Currency	RON
II.	Total liabilities			0	188,885,696			0	247,196,814	58,311,118
1	Expenses for the payment of fees due to A.F.I.A.	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0
2	Expenses for payment of fees due to the depositary	0.0020	0.0018	0	36,973	0.0020	0.0018	0	42,989	6,016
3	Expenses for the payment of fees due to intermediaries	0.0000	0.0000	0	0	0.0001	0.0001	0	3,102	3,102
4	Expenses on turnover fees and other banking services	0.0000	0.0000	0	424	0.0003	0.0002	0	5,795	5,371
5	Interest expenses	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0
6	Issuance expenses	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0
7	Expenses with the payment of
	commissions/fees due to F.S.A.	0.0083	0.0076	0	155,881	0.0000	0.0000	0	0	(155,881)
8	Financial audit costs	0.0056	0.0051	0	104,720	0.0000	0.0000	0	0	(104,720)
9	Other approved expenditure	10.0731	9.1499	0	188,587,698	11.2817	10.1377	0	247,144,928	58,557,230
10	Redemptions payable	0.0000	0.0000	0	0	0.0000	0.0000	0	0	0
III.	Value of net assets(I-II)			2,095,473	1,870,101,888			2,153,752	2,188,526,193	318,482,584

Sorin-Iulian Cioacă Mihai Trifu

GENERAL MANAGER DEPUTY GENERAL MANAGER

Statement of unit value of net assets on 30/09/2021

Running no.	Item name	30/09/2021	30/09/2020*	Differences
	Net asset value
1	(of which broken down by class of fund units)	2,190,679,945	1,911,554,899	279,125,046
2	Number of fund units/shares outstanding (broken down by class of fund units)	500,000,000	522,149,143	-22,149,143
3	Unit value of net assets (broken down by class of fund units)	4.3814	3.6609	0.7205

* The value of the Net Assets was calculated according to CNVM Regulation 15/2004

Sorin-Iulian Cioacă Mihai Trifu

GENERAL MANAGER DEPUTY GENERAL MANAGER

Detailed statement of the investments on 30/09/2021

Total assets RON 2,437,876,759

I. Securities admitted or traded on a regulated market in Romania

1. Shares traded in the last 30 trading days (business days)

Running	Issuer	Share	Date of last	No. of	Nominal	Share	Total value	Percentage of the issuer's	Share in total assets of
no.		symbol	trading session	shares held	value	value		share capital	F.I.A.I.R.
					lei	lei	lei	%	%
	1 ALIMENTARA SLATINA	ALRV	30/08/2021	214,742	2.4300	30.0000	6,442,260	52.2352	0.2643
	2 ALTUR SLATINA	ALT	30/09/2021	38,428,571	0.1000	0.0285	1,095,214	4.6615	0.0449
	3 ANTIBIOTICE IASI	ATB	30/09/2021	175,787,132	0.1000	0.5680	99,847,091	26.1846	4.0957
	4 ARGUS CONSTANTA	UARG	29/09/2021	30,920,056	1.5000	1.8000	55,656,101	86.4160	2.2830
	5 B.R.D.-GROUPE SOCIETE GENERALE BUCURESTI	BRD	30/09/2021	28,402,269	1.0000	18.8000	533,962,657	4.0755	21.9028
	6 BANCA TRANSILVANIA CLUJ	TLV	30/09/2021	249,227,188	1.0000	2.6800	667,928,864	3.9488	27.3980
	7 BURSA DE VALORI BUCURESTI	BVB	30/09/2021	411,501	10.0000	25.0000	10,287,525	5.1123	0.4220
	8 C.N.T.E.E. TRANSELECTRICA BUCURESTI	TEL	30/09/2021	2,711,808	10.0000	23.5000	63,727,488	3.6994	2.6141
	9 CEREALCOM ALEXANDRIA	CCOM	30/09/2021	34,672,773	0.1000	0.0479	1,660,826	6.6944	0.0681
	10 CONSTRUCTII FEROVIARE CRAIOVA	CFED	24/08/2021	2,725,325	0.8500	0.1600	436,052	77.5001	0.0179
	11 ELECTROMAGNETICA BUCURESTI	ELMA	30/09/2021	176,717,594	0.1000	0.1190	21,029,394	26.1402	0.8626
	12 FLAROS BUCURESTI	FLAO	21/09/2021	1,233,390	2.5000	54.0000	66,603,060	81.0712	2.7320
	13 IAMU BLAJ	IAMU	30/09/2021	1,884,289	2.5000	8.3000	15,639,599	19.8343	0.6415
	14 LACTATE NATURA TARGOVISTE INBO		30/08/2021	1,804,897	2.5000	1.1700	2,111,729	55.0710	0.0866
	15 MERCUR CRAIOVA	MRDO	30/09/2021	7,104,836	2.5000	11.9825	85,133,633	97.8593	3.4921
	16 OMV PETROM BUCURESTI	SNP	30/09/2021	564,237,212	0.1000	0.4570	257,856,406	0.9961	10.5771
	17 RELEE MEDIAS	RELE	20/09/2021	62,080	2.5000	11.3000	701,504	11.4644	0.0288
	18 S.N.G.N. ROMGAZ S.A.	SNG	30/09/2021	2,251,204	1.0000	34.8000	78,341,899	0.5841	3.2135
	19 SANTIERUL NAVAL ORSOVA	SNO	30/09/2021	3,200,337	2.5000	5.9000	18,881,988	28.0168	0.7745
	20 SIF BANAT CRISANA	SIF1	30/09/2021	32,556,672	0.1000	2.6800	87,251,881	6.3165	3.5790
	21 SINTEROM CLUJ	SIRM	30/09/2021	1,543,318	2.5000	3.4400	5,309,014	31.8749	0.2178

Detailed statement of the investments on 30/09/2021

Total assets RON

2,437,876,759

I. Securities admitted or traded on a regulated market in Romania

1. Shares traded in the last 30 trading days (business days)

Running no.	Issuer	Share symbol	Date of last trading session	No. of shares held	Nominal value	Share value	Total value	Percentage of the issuer's share capital	Share in total assets of F.I.A.I.R.
	22 SNTGN TRANSGAZ MEDIAS	TGN	30/09/2021	243,311	10.0000	264.0000	64,234,104	2.0665	2.6348
	23 TURISM FELIX BAILE FELIX	TUFE	28/09/2021	143,752,429	0.1000	0.3160	45,425,768	29.2592	1.8633
	24 TUSNAD BAILE TUSNAD	TSND	28/09/2021	25,861,924	0.1000	0.0375	969,822	8.5691	0.0398
	25 UNIVERS RM.VALCEA	UNVR	14/09/2021	587,519	2.5000	54.0000	31,726,026	73.7494	1.3014
							2,222,259,905		91.1555

1. Shares not traded in the last 30 trading days (business days)

Running no.	Issuer	Share symbol	Date of last trading session	No. of shares held	Nominal value	Share value	Total value	Percentage of the issuer's share capital	Share in total assets of F.I.A.I.R.
					lei	lei	lei	%	%
	1 COS TARGOVISTE	COS	30/06/2021	6,142,826	2.5000	0.0000	0	8.9220	0.0000
							0		0.0000

Total assets 2,437,876,759 RON

VIII.1. Other securities

1. Shares not admitted to trading

Running no.	Issuer	No. of shares held	Nominal value	Share value	Total value	Percentage of the issuer's share capital	Share in total assets of F.I.A.I.R.
			lei	lei	lei	%	%
1	BIROUL DE INVESTITII REGIONAL OLTENIA IFN	272,411	16.0000	9.9711	2,716,241	19.4540	0.1114
2	COMPLEX HOTELIER DAMBOVITA	1,753,217	2.5000	5.8145	10,194,151	99.9427	0.4182
3	COREALIS CRAIOVA	655,757	2.5000	2.6078	1,710,053	11.4189	0.0701
4	DEPOZITARUL CENTRAL BUCURESTI	9,878,329	0.1000	0.1212	1,196,885	3.9057	0.0491
5	ELBA TIMISOARA	39,628	2.5000	145.1806	5,753,216	2.3694	0.2360
6	ELECTRO TOTAL BOTOSANI	57,909	2.5000	0.0000	0	29.8562	0.0000
7	EXIMBANK BANCA DE EXPORT IMPORT A ROMANIEI BUC	4,364,430	6.0000	9.2427	40,338,940	3.2702	1.6547
8	GEMINA TOUR RM.VILCEA	757,888	2.5000	4.3626	3,306,332	88.2866	0.1356
9	PROVITAS BUCURESTI	35,139	10.0000	150.0000	5,270,850	70.2780	0.2162
10	SAGRICOM ULMI	57,941	2.5000	0.0000	0	4.2057	0.0000
11	SANEVIT ARAD	792,662	0.1000	0.0000	0	13.2841	0.0000
12	TURISM LOTUS FELIX	347,859,802	0.1000	0.0965	33,580,630	27.4554	1.3775
13	TURISM PUCIOASA	1,010,599	2.5000	4.1096	4,153,147	69.2191	0.1704
14	VOLTALIM CRAIOVA	5,997,519	2.5000	9.0462	54,255,055	99.5506	2.2255
					162,475,500		6.6646

Detailed statement of the investments on 30/09/2021

Total assets RON 2,437,876,759

VIII.1. Other securities 2. Bonds not admitted to trading

Running no.	Inssuer	Nr. bonds held	Purchase date	Coupon date	Coupon maturity date	Initial Value	Daily increase	Cumulative interest	Discount /Cumulative Premium	Total Value	Percentage in total bonds of the issuer	Share in total assets of F.I.A.I.R.
						lei			lei	lei	%	%
	1 MERCUR CRAIOVA			680 15/09/2021 15/03/2022 15/03/2022 6,800,000			478.79	7,661		6,807,661	87.1795	0.2792
										6,807,661		0.2792

Total assets 2,437,876,759 lei

X. Bank deposits with credit institutions in Romania

1. Bank deposits denominated in lei

Running no.	Name of the bank	Establishment date	Maturity date	Initial value	Daily increase	Accrued interest	Total value	Percentage in the total assets of F.I.A.I.R.
				lei	lei	lei	lei	%
1	BANCA TRANSILVANIA	09/09/2021	08/10/2021	5,000,000.00	194.4444	4,277.78	5,004,277.78	0.2053
2	BANCA TRANSILVANIA	30/09/2021	01/10/2021	636,280.09	1.7674	1.77	636,281.86	0.0261
							5,640,559.64	0.2314

Total assets 2,437,876,759 lei

X. Bank deposits with credit institutions in Romania

1. Bank deposits denominated in foreign currency

Running no.	Name of the bank	Currency	Establishme nt date	Maturity date	Initial value	Daily increase	Accrued interest	NBR exchange rate	Total value	Percentage in the total assets of F.I.A.I.R.
					currency	currency	currency	lei	lei	%
1	BANCA TRANSILVANIA	USD	19/07/2021	19/10/2021	57,100.00	0.2062	15.26	4.2653	243,613.71	0.0100
2	BANCA TRANSILVANIA	USD	19/07/2021	19/10/2021	50,000.00	0.1806	13.36	4.2653	213,321.99	0.0088
									456,935.70	0.0187

Total assets 2,437,876,759 lei

IX. Available in current accounts and cash

1. Available in current accounts and cash in lei

Running no.	Name of the bank	Current amount	Percentage in the total assets of F.I.A.I.R.
		lei	%
	1 BANCA TRANSILVANIA	26,079.14	0.0011
	2 BCR	2,229,541.23	0.0915
	3 BRD GSG	357.67	0.0000
	4 EXIMBANK	1,244.74	0.0001
	5 RAIFFEISEN BANK	981,959.78	0.0403
	6 Sume in curs de decontare	0.00	0.0000
	7 Numerar si echivalente numerar	13,757.36	0.0006
		3,252,939.92	0.1334

Sorin-Iulian Cioacă Mihai Trifu

GENERAL MANAGER DEPUTY GENERAL MANAGER

Total assets 2,437,876,759 lei

IX. Available in current accounts and cash

1. Available in current accounts and cash in foreign currency

Running no.	Name of the bank	Currency	Current amount	NBR exchange rate	Updated amount	Percentage in the total assets of F.I.A.I.R.
			currency		lei	%
	1 BANCA TRANSILVANIA	USD	65.31	4.2653	278.57	0.0000
	2 BCR	EUR	342,935.77	4.9471	1,696,537.55	0.0696
					1,696,816.12	0.0696

Sorin-Iulian Cioacă Mihai Trifu

GENERAL MANAGER DEPUTY GENERAL MANAGER

Total assets 2,437,876,759 lei

Equity interests in O.P.C.V.M./AOPC

Running no.	Name of the fund	Date of last trading session	No. of fund units held	Value of fund unit (VUAN)	Market price	Total value	Percentage in total equity interests of O.P.C.V.M./ AOPC	Percentage in the total assets of F.I.A.I.R.
				lei	lei	lei	%	%
1	BT INDEX RO		146,000.000	22.3900		3,268,940	1.7275	0.1341
2	FDI NAPOCA		381,222.000	0.7587		289,233	1.5843	0.0119
3	FDI TRANSILVANIA		7,444.000	55.7118		414,719	1.2194	0.0170
4	FDI TEHNOGLOBINVEST		382.990	1,458.1544		558,459	5.7345	0.0229
						4,531,351		0.1859

Evolution of net assets and VUAN in the last 3 reporting periods

Running ro. Item name		30/09/2021	30/06/2021	31/03/2021 *
	1 Net asset	2,190,679,945	2,099,065,262	2,086,036,853
	2 Unit value of net asset	4.3814	4.1981	3.9951

* The value of the Net Assets was calculated according to CNVM Regulation 15/2004

Explanatory note:

The companies: DÂMBOVIȚA HOTEL COMPLEX, PROVITAS BUCHAREST, PUCIOASA TOURISM, GEMINA TOUR RM.VÂLCEA and VOLTALIM CRAIOVA were evaluated based on the financial statements on 31/12/2020, according to the international valuation standards, through the valuation method "Update of the forecast flows cash", except for Mercur Craiova which was assessed by the "Income approach" method

DEPUTY MANAGER Sorin-Iulian Cioacă

Depository Certification Raiffeisen Bank

DEPUTY GENERAL MANAGER Mihai Trifu

Total assets 2,437,876,759 lei

XV. Dividends or other rights receivable

1. Dividends receivable

Running no.	Issuer	Share symbol	Ex-dividend date	No. of shares held	Gross dividend	Amount to be collected	Percentage in the total assets of F.I.A.I.R.
					lei	lei	%
1	BANCA TRANSILVANIA CLUJ	TLV	22/09/2021	249,227,188	19,892,933.97	18,898,286.97	0.7752
2	DEPOZITARUL CENTRAL BUCURESTI		12/05/2021	9,878,329	32,553.43	30,925.43	0.0013
						18,929,212.40	0.7765