Major Shareholding Notification • Jul 2, 2021
Major Shareholding Notification
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ADDRESS CALEA VICTORIEI 35A ARAD 310158 ROMANIA • TEL +40257 304 438 • FAX +40257 250 165 • EMAIL [email protected] • INTERNET WWW.SIF1.RO
according to Regulation no. 5/2018 and Law no. 24/2017 on issuers of financial instruments and market operations
Issuer Societatea de Investiții Financiare Banat-Crișana SA (SIF Banat-Crișana) | Registered office 35A Calea Victoriei, Arad 310158, Romania | Phone +40257 304 438 | Fax +40257 250 165 | Webpage www.sif1.ro | Email [email protected]| Tax Identification Code RO2761040 | Trade Register Number J02 / 1898 / 02.09.1992 | Number In ASF AFIAA Register PJR07.1AFIAA / 020007 / 09.03.2018 | Legal Entity Identifier (LEI) 254900GAQ2XT8DPA7274 | Subscribed and paid-up share capital RON 51,542,236.30 | Regulated market on which the issued securities are traded: Bucharest Stock Exchange (BVB) Premium category (symbol: SIF1)
Important event to be reported:
SIF Banat-Crișana informs the shareholders upon the receiving on July 01, 2021, from Societatea de Investiții Financiare (SIF) Oltenia S.A. of - Reporting of major shareholdings as per art. 69 par. (1) of Law no. 24/2017 and ASF Regulation no. 5/2018.
The document is annexed hereto.
Chairman and CEO
Compliance Officer, Eugen Cristea
| SOCIETATEA DE INVESTITII FINANCIARE BANAT-CRISANA |
|
|---|---|
| 1. IUL 2021 | |
1.085028%
% of the voting
rights
5.549399%
4.464371%
No. 6713/30.06.2021
ROSIFAACNOR2
SUBTOTAL A
Type of financial Notification of
major shareholdings in accordance with the Law no. 24/2017 art.69 par. (1)
| Company: S.I.F. BANAT CRISANA S.A. | |||||
|---|---|---|---|---|---|
| Address: Calea Victoriei nr.35 A, ARAD | |||||
| Tax Identification Number: 2761040 | |||||
| J02/1898/1992 | |||||
| Symbol: SIF 1 | |||||
| Security type: SHARE | |||||
| 2. Reasons for notification: | |||||
| [] A purchase or assignment of voting rights | |||||
| [X] A purchase or assignment of financial instruments | |||||
| [] An event changing the distribution of voting rights | |||||
| [] Others (please specify) | |||||
| 3. Details of the person subject to the obligation of notification: Societatea de Investiții Financiare | |||||
| OLTENIA S.A., CUI RO 4175676, J16/1210/30.04.1993, Craiova, 1 Tufănele Street, Dolj County, | |||||
| LEI Code: 254900VTOOM8GL8TVH59, CRAIOVA, ISIN: ROSIFEACNOR4 | |||||
| 4. Full name/designation of the shareholder / shareholders (if different/differents from point 3) | |||||
| 5. Date of dropping under, reaching or exceeding the threshold (vote percentage): 29.06.2021 | |||||
| 6. Total positions of the persons subject to the obligation of notification: | |||||
| % of the voting rights attached to shares (total of 7.A) |
% of the voting rights through the financial instruments $(total of 7.B.1 + 7.B.2)$ |
Total of the two expressed in percentage % $(7.A + 7.B)$ |
Total number of issuer's voting rights |
||
| The resulting situation, on the day it dropped below, exceeded or reached the threshold |
5.549399 | 5.549399 | 28,602,843 | ||
| Position of the previous notification date (if applicable)* |
4.975142% | 4.975142% | 25,744,406 | ||
| 7. Information to be notified with regard to the resulting situation, on the day the threshold was exceeded, dropped under or reached |
|||||
| A: Voting rights attached to the shares | |||||
| Number of voting rights | % of the voting rights | ||||
| Class/type of shares ISIN code, as the case may be |
Direct Art. 69 paragraph $(1) - (3)$ of Law no. 24/2017) |
Indirect Art. 70 of Law no. 24/2017 |
Direct Art. 69 paragraph (1) $-$ (3) of Law no. 24 /2017) |
Indirect Art. 70 of Law no. 24/2017 |
B 1: Financial instruments according to art. 73 paragraph (1) section (a) of Law no. 24 /2017 Date of expiry Conversion The number rights (due date) /execution that can be
28,602,843
23,010,366
5,592,477
| instrument | period | acquired if the instrument is executed / converted |
|
|---|---|---|---|
| SUBTOTAL B.1 |
B 2: Financial instruments with a similar economic effect in accordance with art. 73 paragraph (1) section (b) Law no. 24/2017
| Type of financial instrument |
Date of expiry (due date) |
Conversion /execution period |
Physical or cash settlement |
Number of voting rights |
% of the voting rights |
|---|---|---|---|---|---|
| $S[\begin{matrix}R\end{matrix}]$ |
[] The subject person of the notification obligation is not controlled by any natural person or legal entity and he/she does not control any entity (entities) that has (have) an exposure to the issuer of the supporting shares, directly or indirectly.
[X] The full chain of controlled persons through the intermediary of whom voting rights and / or financial instruments are actually held, starting with the ultimate natural person or legal entity that controls them
| Name/Designation | $\%$ of the voting rights if it is equal to or higher than the threshold to be notified |
% of the voting rights through the financial instruments if it is equal to or higher than the threshold to be notified |
Total of the two if it is equal to or higher than the threshold to be notified |
|---|---|---|---|
| Alimentara S.A. Slatina | 0.483484 | 0.483484 | |
| Flaros S.A. Bucuresti | 0.121002 | 0.121002 | |
| Mercur S.A. Craiova | 0.056652 | 0.056652 | |
| Univers S.A. Râmnicu Vâlcea | 0.377255 | 0.377255 | |
| Voltalim S.A. Craiova | 0.046635 | 0.046635 |
In the case of a vote by a representative: [name/designation of the agent] will cease to hold [% and number] of voting rights starting from [date].
Additional information:
Drawn up at S.I.F OLTENIA S.A. on 30.06.2021
Sorin-Iulian Cioacă
President - General Manager
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