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SIF Banat Crisana S.A.

Major Shareholding Notification Jul 2, 2021

2303_mrq_2021-07-02_ee9ab323-0fb7-4257-b938-8fda027f07a7.pdf

Major Shareholding Notification

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ADDRESS CALEA VICTORIEI 35A ARAD 310158 ROMANIA • TEL +40257 304 438 • FAX +40257 250 165 • EMAIL [email protected]INTERNET WWW.SIF1.RO

CURRENT REPORT

according to Regulation no. 5/2018 and Law no. 24/2017 on issuers of financial instruments and market operations

Report date: July 02, 2021

Issuer Societatea de Investiții Financiare Banat-Crișana SA (SIF Banat-Crișana) | Registered office 35A Calea Victoriei, Arad 310158, Romania | Phone +40257 304 438 | Fax +40257 250 165 | Webpage www.sif1.ro | Email [email protected]| Tax Identification Code RO2761040 | Trade Register Number J02 / 1898 / 02.09.1992 | Number In ASF AFIAA Register PJR07.1AFIAA / 020007 / 09.03.2018 | Legal Entity Identifier (LEI) 254900GAQ2XT8DPA7274 | Subscribed and paid-up share capital RON 51,542,236.30 | Regulated market on which the issued securities are traded: Bucharest Stock Exchange (BVB) Premium category (symbol: SIF1)

Important event to be reported:

Reporting under art. 69 par. (1) of Law 24/2017

SIF Banat-Crișana informs the shareholders upon the receiving on July 01, 2021, from Societatea de Investiții Financiare (SIF) Oltenia S.A. of - Reporting of major shareholdings as per art. 69 par. (1) of Law no. 24/2017 and ASF Regulation no. 5/2018.

The document is annexed hereto.

Bogdan-Alexandru DRĂGOI

Chairman and CEO

Compliance Officer, Eugen Cristea

SOCIETATEA DE INVESTITII FINANCIARE
BANAT-CRISANA
1. IUL 2021

1.085028%

% of the voting

rights

5.549399%

4.464371%

No. 6713/30.06.2021

ROSIFAACNOR2

SUBTOTAL A

Type of financial Notification of

major shareholdings in accordance with the Law no. 24/2017 art.69 par. (1)

and F.S.A. Regulation no. 5/2018

- Annex 18 -

Company: S.I.F. BANAT CRISANA S.A.
Address: Calea Victoriei nr.35 A, ARAD
Tax Identification Number: 2761040
J02/1898/1992
Symbol: SIF 1
Security type: SHARE
2. Reasons for notification:
[] A purchase or assignment of voting rights
[X] A purchase or assignment of financial instruments
[] An event changing the distribution of voting rights
[] Others (please specify)
3. Details of the person subject to the obligation of notification: Societatea de Investiții Financiare
OLTENIA S.A., CUI RO 4175676, J16/1210/30.04.1993, Craiova, 1 Tufănele Street, Dolj County,
LEI Code: 254900VTOOM8GL8TVH59, CRAIOVA, ISIN: ROSIFEACNOR4
4. Full name/designation of the shareholder / shareholders (if different/differents from point 3)
5. Date of dropping under, reaching or exceeding the threshold (vote percentage): 29.06.2021
6. Total positions of the persons subject to the obligation of notification:
% of the voting
rights attached to
shares
(total of 7.A)
% of the voting rights
through the financial
instruments
$(total of 7.B.1 + 7.B.2)$
Total of the two
expressed in
percentage %
$(7.A + 7.B)$
Total number of
issuer's voting
rights
The resulting situation, on the
day it dropped below, exceeded
or reached the threshold
5.549399 5.549399 28,602,843
Position of the previous
notification date (if applicable)*
4.975142% 4.975142% 25,744,406
7. Information to be notified with regard to the resulting situation, on the day the threshold was
exceeded, dropped under or reached
A: Voting rights attached to the shares
Number of voting rights % of the voting rights
Class/type of
shares
ISIN code, as the
case may be
Direct
Art. 69 paragraph
$(1) - (3)$ of Law no.
24/2017)
Indirect
Art. 70 of Law no.
24/2017
Direct
Art. 69 paragraph (1)
$-$ (3) of Law no. 24
/2017)
Indirect
Art. 70 of Law no.
24/2017

B 1: Financial instruments according to art. 73 paragraph (1) section (a) of Law no. 24 /2017 Date of expiry Conversion The number rights (due date) /execution that can be

28,602,843

23,010,366

5,592,477

instrument period acquired if the
instrument is
executed /
converted
SUBTOTAL B.1

B 2: Financial instruments with a similar economic effect in accordance with art. 73 paragraph (1) section (b) Law no. 24/2017

Type of
financial
instrument
Date of expiry
(due date)
Conversion
/execution
period
Physical or cash
settlement
Number of
voting rights
% of the voting
rights
$S[\begin{matrix}R\end{matrix}]$
  1. Information about the person who is subject of the notification obligation

[] The subject person of the notification obligation is not controlled by any natural person or legal entity and he/she does not control any entity (entities) that has (have) an exposure to the issuer of the supporting shares, directly or indirectly.

[X] The full chain of controlled persons through the intermediary of whom voting rights and / or financial instruments are actually held, starting with the ultimate natural person or legal entity that controls them

Name/Designation $\%$ of the voting rights
if it is equal to or
higher than the
threshold to be
notified
% of the voting rights
through the financial
instruments if it is equal
to or higher than the
threshold to be notified
Total of the two if it is equal
to or higher than the
threshold to be notified
Alimentara S.A. Slatina 0.483484 0.483484
Flaros S.A. Bucuresti 0.121002 0.121002
Mercur S.A. Craiova 0.056652 0.056652
Univers S.A. Râmnicu Vâlcea 0.377255 0.377255
Voltalim S.A. Craiova 0.046635 0.046635
  1. In the case of a vote by a representative: [name/designation of the agent] will cease to hold [% and number] of voting rights starting from [date].

  2. Additional information:

Drawn up at S.I.F OLTENIA S.A. on 30.06.2021

Sorin-Iulian Cioacă

President - General Manager

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