AI assistant
SIERRA BANCORP — Director's Dealing 2024
Nov 21, 2024
33049_dirs_2024-11-20_5633f07d-50e2-4bf2-94e8-7fbee2b5440d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2024-11-16
Reporting Person: McPhaill Kevin J (President/CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-16 | Common Stock | F | 1120 | $31.33 | Disposed | 54218 | Direct |
| 2024-11-18 | Common Stock | F | 1323 | $30.995 | Disposed | 52895 | Direct |
| 2024-11-18 | Common Stock | F | 991 | $30.995 | Disposed | 51904 | Direct |
| 2024-11-19 | Common Stock | F | 389 | $31.06 | Disposed | 51515 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20699 | Direct |
Footnotes
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.
F2: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.
F3: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock.
F4: The performance awards issued on November 19, 2021, included 2,301 target shares and 1,150 excess shares for exceeding performance targets. The performance awards vesting on November 19, 2024, included 308 shares of the 1,150 total excess performance shares granted. The remaining 842 shares of excess performance awards granted were not earned and did not vest because the remaining performance criteria were not achieved and thus, those 842 shares were forfeited on November 19, 2024.