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SIERRA BANCORP — Director's Dealing 2022
Nov 22, 2022
33049_dirs_2022-11-21_ce10a0f2-3854-44d9-ba66-ac3660f05f86.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2022-11-18
Reporting Person: Johnson Jennifer Ann (EVP/Chief Admin. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-19 | Common Stock | F | 229 | $21.32 | Disposed | 29869 | Direct |
| 2022-11-18 | Common Stock | A | 5276 | — | Acquired | 30098 | Direct |
| 2022-11-18 | Common Stock | A | 3517 | — | Acquired | 24822 | Direct |
Footnotes
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock
F2: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.
F3: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.