SIERRA BANCORP — Director's Dealing 2021

Nov 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2021-11-19

Reporting Person: McPhaill Kevin J (President/CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-19	Common Stock	A	2301	—	Acquired	32328	Direct
2021-11-19	Common Stock	A	3451	—	Acquired	35779	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	17199	Direct

Footnotes

F1: Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture uponthe occurrence of certain events specified in the agreement underlying such grant.

F2: Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.