SIERRA BANCORP — Director's Dealing 2020

Mar 6, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2020-01-01

Reporting Person: Dabney Cindy L (SVP/Chief Accounting Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3809	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$10.73	2020-11-18	Common Stock (800)		Direct
Stock Options	$10.58	2021-11-17	Common Stock (1200)		Direct
Stock Options	$10.21	2022-11-15	Common Stock (1600)		Direct
Stock Options	$17.25	2026-02-18	Common Stock (1000)		Direct
Stock Options	$28.21	2027-02-16	Common Stock (1000)		Direct
Stock Options	$27.35	2028-02-15	Common Stock (1000)		Direct
Stock Options	$27.30	2029-02-21	Common Stock (1000)		Direct

Footnotes

F1: 5 year vesting with first vesting 02/18/2016 and last 02/18/21

F2: 5 year vesting with first vesting 02/16/17 and last 02/16/22

F3: 5 year vesting with first vesting 02/15/2019 and last 02/15/2023

F4: 5 year vesting with first vesting 02/21/2020 and last 02/21/2024