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SIERRA BANCORP — Director's Dealing 2020
Nov 6, 2020
33049_dirs_2020-11-06_72caaf8e-4e7d-4f3d-b3ac-c6d6ef64a790.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2020-11-04
Reporting Person: WOODS GORDON T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-04 | Common Stock | M | 1100 | $10.73 | Acquired | 21100 | Direct |
| 2020-11-04 | Common Stock | S | 1100 | $19.3477 | Disposed | 20000 | Direct |
| 2020-11-05 | Common Stock | M | 3900 | $10.73 | Acquired | 23900 | Direct |
| 2020-11-05 | Common Stock | S | 3900 | $19.3718 | Disposed | 20000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-04 | Stock Options | $10.73 | M | 1100 | Disposed | 2020-11-18 | Common Stock (1100) | Direct |
| 2020-11-05 | Stock Options | $10.73 | M | 3900 | Disposed | 2020-11-18 | Common Stock (3900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3333 | Direct |
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