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SIERRA BANCORP Director's Dealing 2020

Nov 6, 2020

33049_dirs_2020-11-06_72caaf8e-4e7d-4f3d-b3ac-c6d6ef64a790.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2020-11-04

Reporting Person: WOODS GORDON T (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-04 Common Stock M 1100 $10.73 Acquired 21100 Direct
2020-11-04 Common Stock S 1100 $19.3477 Disposed 20000 Direct
2020-11-05 Common Stock M 3900 $10.73 Acquired 23900 Direct
2020-11-05 Common Stock S 3900 $19.3718 Disposed 20000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-04 Stock Options $10.73 M 1100 Disposed 2020-11-18 Common Stock (1100) Direct
2020-11-05 Stock Options $10.73 M 3900 Disposed 2020-11-18 Common Stock (3900) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3333 Direct