SIERRA BANCORP — Director's Dealing 2020

Nov 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2020-11-11

Reporting Person: HOLLY JAMES C (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-11	Common Stock	M	3781	$10.73	Acquired	380257	Direct
2020-11-11	Common Stock	S	3781	$21.9034	Disposed	376476	Direct
2020-11-12	Common Stock	M	212	$10.73	Acquired	376688	Direct
2020-11-12	Common Stock	S	212	$21.6647	Disposed	376476	Direct
2020-11-13	Common Stock	M	1007	$10.73	Acquired	377483	Direct
2020-11-13	Common Stock	S	1007	$21.759	Disposed	376476	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-11	Stock Options	$10.73	M	3781	Disposed	2020-11-18	Common Stock (3781)	Direct
2020-11-12	Stock Options	$10.73	M	212	Disposed	2020-11-18	Common Stock (212)	Direct
2020-11-13	Stock Options	$10.73	M	1007	Disposed	2020-11-18	Common Stock (1007)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	30000	Indirect
Common Stock	3333	Direct