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SIERRA BANCORP — Director's Dealing 2019
Nov 5, 2019
33049_dirs_2019-11-05_d85ffffa-192a-41b5-9e60-95d6a2a5fe2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2019-11-04
Reporting Person: Gardunio James F (EVP/Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-04 | Common Stock | M | 838 | $8.80 | Acquired | 838 | Direct |
| 2019-11-04 | Common Stock | S | 838 | $27.7404 | Disposed | 0 | Direct |
| 2019-11-05 | Common Stock | M | 3162 | $8.80 | Acquired | 3162 | Direct |
| 2019-11-05 | Common Stock | S | 3162 | $27.7699 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-04 | Stock Options | $8.80 | M | 838 | Disposed | 2019-11-19 | Common Stock (838) | Direct |
| 2019-11-05 | Stock Options | $8.80 | M | 3162 | Disposed | 2019-11-19 | Common Stock (3162) | Direct |
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