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SIERRA BANCORP Director's Dealing 2019

Nov 5, 2019

33049_dirs_2019-11-05_d85ffffa-192a-41b5-9e60-95d6a2a5fe2a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2019-11-04

Reporting Person: Gardunio James F (EVP/Chief Credit Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-04 Common Stock M 838 $8.80 Acquired 838 Direct
2019-11-04 Common Stock S 838 $27.7404 Disposed 0 Direct
2019-11-05 Common Stock M 3162 $8.80 Acquired 3162 Direct
2019-11-05 Common Stock S 3162 $27.7699 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-04 Stock Options $8.80 M 838 Disposed 2019-11-19 Common Stock (838) Direct
2019-11-05 Stock Options $8.80 M 3162 Disposed 2019-11-19 Common Stock (3162) Direct