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SIERRA BANCORP — Director's Dealing 2014
Jan 17, 2014
33049_dirs_2014-01-17_af4763ab-53be-42c4-8b36-a091fb688e1a.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2013-12-31
Reporting Person: FIELDS ROBERT L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-18 | Common Stock | M | 5000 | $8.80 | Acquired | 470578 | Direct |
| 2013-07-18 | Common Stock | M | 5000 | $10.58 | Acquired | 475578 | Direct |
| 2013-07-18 | Common Stock | M | 5000 | $10.21 | Acquired | 480578 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-18 | Stock Option | $8.80 | M | 5000 | Disposed | 2019-11-19 | Common Stock (5000) | Direct |
| 2013-07-18 | Stock Option | $10.58 | M | 5000 | Disposed | 2021-11-17 | Common Stock (5000) | Direct |
| 2013-07-18 | Stock Option | $10.21 | M | 5000 | Disposed | 2022-11-15 | Common Stock (5000) | Direct |
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