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SIERRA BANCORP Director's Dealing 2014

Jan 17, 2014

33049_dirs_2014-01-17_daf0ff5f-b4f8-44f5-9823-0965ffd273e7.zip

Director's Dealing

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SEC Form 5/A — Form 5/A

Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2013-12-31

Reporting Person: FIELDS ROBERT L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-07-18 Common Stock M 5000 $8.80 Acquired 470578 Direct
2013-07-18 Common Stock M 5000 $10.58 Acquired 475578 Direct
2013-07-18 Common Stock M 5000 $10.21 Acquired 480578 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-07-18 Stock Option $8.80 M 5000 Disposed 2019-11-19 Common Stock (5000) Direct
2013-07-18 Stock Option $10.58 M 5000 Disposed 2021-11-17 Common Stock (5000) Direct
2013-07-18 Stock Option $10.21 M 5000 Disposed 2022-11-15 Common Stock (5000) Direct