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SIERRA BANCORP — Director's Dealing 2013
Aug 9, 2013
33049_dirs_2013-08-09_6d2265c8-4745-4223-bff1-0f6bf7bb62a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2013-08-07
Reporting Person: Gardunio James F (E.V.P./Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-07 | Common Stock | M | 3346 | $10.58 | Acquired | 3346 | Direct |
| 2013-08-07 | Common Stock | S | 3346 | $15.94 | Disposed | 0 | Direct |
| 2013-08-07 | Common Stock | M | 2300 | $10.21 | Disposed | 2300 | Direct |
| 2013-08-07 | Common Stock | S | 2300 | $15.94 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-07 | Stock Option | $10.58 | M | 3346 | Acquired | 2021-11-17 | Common Stock (3346) | Direct |
| 2013-08-07 | Stock Option | $10.21 | M | 2300 | Disposed | 2022-11-15 | Common Stock (2300) | Direct |
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