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SIERRA BANCORP — Director's Dealing 2012
Jun 13, 2012
33049_dirs_2012-06-13_6201e1e2-1c3c-4bda-926d-40c9edfe3bfe.zip
Director's Dealing
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SEC Form 5/A — Form 5/A
Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2011-12-31
Reporting Person: FIELDS ROBERT L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-11 | Common Stock | G | 5000 | $0.00 | Disposed | 483078 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-17 | Stock Option | $10.58 | A | 5000 | Acquired | 2021-11-17 | Common Stock (5000) | Direct |
Footnotes
F1: Amount of shares beneficially owned includes shares owned by the reporting person's spouse as community property, which shares were reflected as indirectly owned on various previous ownership reports, and were inadvertently omitted from the Form 5 as originally filed. These shares hsould be reflected as directly owned and are now included in the corrected total.
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