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SIERRA BANCORP — Director's Dealing 2008
Feb 5, 2008
33049_dirs_2008-02-04_ae9bbb8f-f3dd-4c96-962b-06c36a6853e4.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2007-12-31
Reporting Person: McPhaill Kevin J (Chief Banking Officer/EVP)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-11-15 | Stock Option | $26.58 | A | 2000 | Acquired | 2018-11-15 | Common Stock (2000.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6500.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $28.14 | 2011-08-17 | Common Stock (15000.00) | 15000.00 | Direct |
| Stock Option | $31.70 | 2016-11-16 | Common Stock (2000.00) | 2000.00 | Direct |
Footnotes
F1: Vesting at a rate of 3,000 shares per year for 5 years to expire 8/16/16. Clerical error in not filing at time of grant.
F2: Options vesting at rate of 20% per year for 5 years to expire 11/16/2016. Clerical error in not filing at time of grant.
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