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SIERRA BANCORP — Director's Dealing 2008
Oct 31, 2008
33049_dirs_2008-10-31_0ff4c83c-30e8-4777-b8e7-d07f4066f7cb.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: SIERRA BANCORP (BSRR)
CIK: 0001130144
Period of Report: 2008-02-15
Reporting Person: FIELDS ROBERT L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-02-15 | Common Stock | J | 7844 | — | Disposed | 347573.00 | Direct |
| 2008-02-15 | Common Stock | G | 6000 | — | Disposed | 341573.00 | Direct |
| 2008-02-15 | Common Stock | J | 189376 | — | Acquired | 189376.00 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $31.70 | 2016-11-16 | Common Stock (2500.00) | 2500.00 | Direct |
| Stock Option | $26.58 | 2018-11-15 | Common Stock (2500.00) | 2500.00 | Direct |
Footnotes
F1: In 8/07 a correction was made to the Form 4 to reflect the D/O Questionnaire stated amount for 12/31/06. Not taken into consideration was 3,000 shares gifted 2/07. Then in 9/07 several sales occurred & due to clerical error one of the sales was not reflected-4,844 shares sold at $30.19 on 9/19/07 (7,192 shares were also sold that same date and reported by Form 4 that date). Therefore the correct amount that should reflect on the Form 4 is 536,949 as on the D&O Questionnaire for 12/31/07.
F2: Represesnts shares held in an IRA account by the reporting person's spouse. Such shares were previosly reported as directly owned due to an inadvertent error.