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SI-BONE, Inc. — Director's Dealing 2021
May 7, 2021
32647_dirs_2021-05-07_6752d550-400b-472a-b95b-5ee19a348a79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SI-BONE, Inc. (SIBN)
CIK: 0001459839
Period of Report: 2021-05-05
Reporting Person: DUNN JEFFREY W (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-05 | Common Stock | M | 2474.00 | $4.32 | Acquired | 204155.00 | Direct |
| 2021-05-05 | Common Stock | M | 12626.00 | $4.32 | Acquired | 216781.00 | Direct |
| 2021-05-05 | Common Stock | S | 2474.00 | $32.6672 | Disposed | 214307.00 | Direct |
| 2021-05-05 | Common Stock | S | 12626.00 | $32.6672 | Disposed | 201689.00 | Direct |
| 2021-05-05 | Common Stock | S | 24829.00 | $32.6672 | Disposed | 46233.00 | Indirect |
| 2021-05-05 | Common Stock | S | 71.00 | $33.31 | Disposed | 46162.00 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-05 | Stock Option (Right to Buy) | $4.32 | M | 2474.00 | Disposed | 2025-05-25 | Common Stock (2474.00) | Direct |
| 2021-05-05 | Stock Option (Right to Buy) | $4.32 | M | 12626.00 | Disposed | 2025-05-25 | Common Stock (12626.00) | Direct |
Footnotes
F1: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.
F2: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $32.15 to $33.13, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.
F3: Represents shares issuable on the settlement of the net restricted stock units granted and cancelled to the Reporting Person. Each restricted
stock unit represents a contingent right to receive one share of the Issuer's common stock.
F4: Shares held by The Jeffrey W. Dunn Living Trust Dated May 17, 2012.
F5: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.