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SI-BONE, Inc. — Director's Dealing 2019
Jul 2, 2019
32647_dirs_2019-07-02_e8a96177-8aea-466d-86d2-e4abd34bdc6a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SI-BONE, Inc. (SIBN)
CIK: 0001459839
Period of Report: 2019-06-28
Reporting Person: Reckling W Carlton (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-28 | Common Stock | M | 1111.00 | $0.8442 | Acquired | 11160.00 | Direct |
| 2019-06-28 | Common Stock | M | 13889.00 | $3.96 | Acquired | 25049.00 | Direct |
| 2019-06-28 | Common Stock | S | 13889.00 | $20.00 | Disposed | 11160.00 | Direct |
| 2019-06-28 | Common Stock | S | 1111.00 | $20.00 | Disposed | 10049.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-28 | Stock Option (right to buy) | $3.96 | M | 13889.00 | Disposed | 2023-03-18 | Common Stock (13889.00) | Direct |
| 2019-06-28 | Stock Option (right to buy) | $0.8442 | M | 1111.00 | Disposed | 2020-09-02 | Common Stock (1111.00) | Direct |
Footnotes
F1: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.
F2: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.
F3: The shares subject to the option vest in equal monthly installments over four years commencing on the vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.
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