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SI-BONE, Inc. — Director's Dealing 2019
Jul 19, 2019
32647_dirs_2019-07-19_57ff083c-720b-49bc-afb8-f24a500f0105.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SI-BONE, Inc. (SIBN)
CIK: 0001459839
Period of Report: 2019-07-17
Reporting Person: Reckling W Carlton (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-17 | Common Stock | M | 5000.00 | $3.96 | Acquired | 15049.00 | Direct |
| 2019-07-17 | Common Stock | S | 5000.00 | $20.0116 | Disposed | 10049.00 | Direct |
| 2019-07-18 | Common Stock | S | 153.00 | $20.00 | Disposed | 9896.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-17 | Stock Option (Right to Buy) | $3.96 | M | 5000.00 | Disposed | 2023-03-18 | Common Stock (5000.00) | Direct |
Footnotes
F1: Includes 8,925 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.
F2: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.
F3: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.09, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
F5: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.