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SI-BONE, Inc. — Director's Dealing 2019
Dec 17, 2019
32647_dirs_2019-12-17_d5d5991b-36c4-4131-b419-071dcf43634e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SI-BONE, Inc. (SIBN)
CIK: 0001459839
Period of Report: 2019-12-13
Reporting Person: Reckling W Carlton (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-13 | Common Stock | M | 5000.00 | $3.96 | Acquired | 16740.00 | Direct |
| 2019-12-13 | Common Stock | M | 5000.00 | $3.96 | Acquired | 21740.00 | Direct |
| 2019-12-13 | Common Stock | S | 5000.00 | $20.0564 | Disposed | 16740.00 | Direct |
| 2019-12-13 | Common Stock | S | 5000.00 | $20.00 | Disposed | 11740.00 | Direct |
| 2019-12-16 | Common Stock | M | 5000.00 | $3.96 | Acquired | 16740.00 | Direct |
| 2019-12-16 | Common Stock | S | 5000.00 | $20.00 | Disposed | 11740.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-13 | Stock Option (Right to Buy) | $3.96 | M | 5000.00 | Disposed | 2023-03-18 | Common Stock (5000.00) | Direct |
| 2019-12-13 | Stock Option (Right to Buy) | $3.96 | M | 5000.00 | Disposed | 2023-03-18 | Common Stock (5000.00) | Direct |
| 2019-12-16 | Stock Option (Right to Buy) | $3.96 | M | 5000.00 | Disposed | 2023-03-18 | Common Stock (5000.00) | Direct |
Footnotes
F1: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.
F2: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.26, inclusive.
F3: Includes 8,287 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.
F4: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.