AI assistant
SI-BONE, Inc. — Director's Dealing 2018
Oct 16, 2018
32647_dirs_2018-10-16_4c5bdbd0-47e6-40fa-9021-2fd8a322130a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SI-BONE, Inc. (SIBN)
CIK: 0001459839
Period of Report: 2018-10-16
Reporting Person: Skyline Venture Partners V LP (10% Owner)
Reporting Person: Skyline Venture Management V, LLC (10% Owner)
Reporting Person: Freund John Gordon (Director, 10% Owner)
Reporting Person: KANEKO YASUNORI (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series 4 Preferred Stock | $ | Common Stock (2213425) | Indirect | ||
| Series 5 Preferred Stock | $ | Common Stock (776678) | Indirect | ||
| Series 6 Preferred Stock | $ | Common Stock (652347) | Indirect | ||
| Series 7 Preferred Stock | $ | Common Stock (398676) | Indirect | ||
| Warrant (right to buy) | $9.10 | Series 5 Preferred Stock (39421) | Indirect |
Footnotes
F1: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock will automatically convert into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.
F2: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. John G. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund and Mr. Kaneko disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein.
F3: The Issuer's Series 6 Preferred Stock will automatically convert into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.
F4: Shares subject to the warrant are immediately exercisable. The warrant will expire in connection with the closing of the Issuer's initial public offering.