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SI-BONE, Inc. — Director's Dealing 2018
Oct 16, 2018
32647_dirs_2018-10-16_00bc8574-0312-4d0b-9437-ceddec061146.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SI-BONE, Inc. (SIBN)
CIK: 0001459839
Period of Report: 2018-10-16
Reporting Person: HINCKLEY GREGORY K (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12064 | Direct |
| Common Stock | 21111 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series 4 Preferred Stock | $ | Common Stock (15873) | Direct | ||
| Series 6 Preferred Stock | $ | Common Stock (12141) | Direct | ||
| Series 6 Preferred Stock | $ | Common Stock (9106) | Direct | ||
| Series 7 Preferred Stock | $ | Common Stock (44851) | Direct | ||
| Stock Option (right to buy) | $5.94 | 2027-03-01 | Common Stock (22222) | Direct |
Footnotes
F1: Shares held by Gregory K. Hinckley and Mary C. Hinckley as Community Property with the Right of Survivorship.
F2: The Issuer's Series 4 Preferred Stock and Series 7 Preferred Stock will automatically convert into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.
F3: The Issuer's Series 6 Preferred Stock will automatically convert into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.
F4: The shares subject to the option vest in equal monthly installments over three years commencing on the closing date of the Issuer's initial public offering, subject to Reporting Person's continued service through each relevant vesting date.