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SHINE JUSTICE LTD — Major Shareholding Notification 2018
Apr 12, 2018
65787_rns_2018-04-12_304b91b4-882d-4f92-93c1-8d38a1bdc020.pdf
Major Shareholding Notification
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Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder
To Company Name/Scheme SHINE CORPORATE LTD ACN/ARSN 162 817 905
1. Details of substantial shareholder
Name Deutsche Bank AG and its related bodies corporate (together the “Deutsche Bank Group”)
ACN/ARSN (if applicable) 064 165 162 The holder became a substantial holder on 11 April 2018
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date of the substantial holder became a substantial holder are as follows:
| Class of securities(4) | Number of securities | Person’s votes(5) | Voting power(6) |
|---|---|---|---|
| Ordinary shares | 10,285,919 | 5.94% | 5.94% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities (Ordinary shares) |
|---|---|---|
| Deutsche Bank AG, London Branch |
Power to dispose of, or control the exercise of a power to dispose of, the securities held pursuant to securities lending agreements Referto Schedule2 |
4,300 |
| Deutsche Bank AG, Sydney Branch |
Power to exercise, or control the exercise of, the voting rights and/or disposal of the securities held in capacity as principal |
10,281,619 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities (Ordinary shares) |
|---|---|---|---|
| Deutsche Bank AG, London Branch |
Unknown | Deutsche Bank AG, London Branch |
4,300 |
| Deutsche Bank AG, Sydney Branch |
Bainpro Nominees Pty Ltd |
Deutsche Bank AG, Sydney Branch |
1,845 |
| Unknown | Deutsche Bank AG, Sydney Branch |
10,279,774 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition |
Consideration (9) (AUD) |
Class and number of securities |
|---|---|---|---|
| Referto Schedule1 |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Deutsche Bank AG, London Branch | Winchester House, 1 Great Winchester Street, London, Great Britain EC2N 2DB |
| Deutsche Bank AG, Sydney Branch | Level 16, Deutsche Bank Place, Corner Hunter and Philip Street, Sydney, NSW, Australia 2000 |
| Bainpro Nominees Pty Ltd | Level 16, Deutsche Bank Place, Corner Hunter and Philip Street, Sydney, NSW, Australia 2000 |
==> picture [124 x 51] intentionally omitted <==
Signature
Name Harsha Narashimha Deutsche Bank AG, Hong Kong Branch 13 April 2018
Schedule 1
| Date of change | Holder of relevant interest | Nature of change | Consideration given in relation to change |
Number of securities affected (Ordinary Shares) |
Person's votes affected |
|---|---|---|---|---|---|
12-Dec-17 |
Deutsche Bank AG, Sydney Branch | Buy | 0.63 | 597 | 597 |
| 13-Dec-17 | Deutsche Bank AG, London Branch |
Stock borrow from JP Morgan Chase (Refer to Schedule 2) |
N/A | 180,000 | 180,000 |
| 13-Dec-17 | Deutsche Bank AG, Sydney Branch |
Buy | 0.63 | 5,601 | 5,601 |
| 13-Dec-17 | Deutsche Bank AG, Sydney Branch |
Sell | 0.64 | -17,500 | -17,500 |
| 14-Dec-17 | Deutsche Bank AG,London Branch |
Return of rehypothecation right under a prime brokerage agreement with CADENCE CAPITAL LIMITED (Refer to Schedule 2) |
N/A | -2,461,836 | -2,461,836 |
| 14-Dec-17 | Deutsche Bank AG, Sydney Branch | Buy | 0.64 | 5,549 | 5,549 |
| 14-Dec-17 | Deutsche Bank AG, Sydney Branch |
Buy | 0.65 | 5,000 | 5,000 |
| 15-Dec-17 | Deutsche Bank AG, Sydney Branch |
Buy | 0.66 | 12,785 | 12,785 |
| 15-Dec-17 | Deutsche Bank AG, Sydney Branch |
Buy | 0.67 | 6,496 | 6,496 |
| 15-Dec-17 | Deutsche Bank AG, Sydney Branch |
Sell | 0.69 | -1,365 | -1,365 |
| 18-Dec-17 | Deutsche Bank AG, Sydney Branch |
Buy | 0.67 | 7,659 | 7,659 |
| 18-Dec-17 | Deutsche Bank AG, Sydney Branch |
Sell | 0.67 | -4,605 | -4,605 |
| 19-Dec-17 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -16,400 | -16,400 |
| 19-Dec-17 | Deutsche Bank AG, Sydney Branch |
Buy | 0.66 | 10,564 | 10,564 |
| 19-Dec-17 | Deutsche Bank AG, Sydney Branch |
Sell | 0.65 | -16,541 | -16,541 |
| 20-Dec-17 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -12,900 | -12,900 |
| 20-Dec-17 | Deutsche Bank AG, Sydney Branch |
Buy | 0.65 | 11,664 | 11,664 |
| 20-Dec-17 | Deutsche Bank AG, Sydney Branch |
Sell | 0.64 | -2,774 | -2,774 |
| 21-Dec-17 | Deutsche Bank AG, Sydney Branch |
Buy | 0.64 | 11,236 | 11,236 |
| 22-Dec-17 | Deutsche Bank AG, Sydney Branch |
Buy | 0.70 | 3,603 | 3,603 |
| 27-Dec-17 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -11,000 | -11,000 |
| 28-Dec-17 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -11,200 | -11,200 |
| 28-Dec-17 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 4,529 | 4,529 |
| 29-Dec-17 | Deutsche Bank AG, Sydney Branch |
Buy | 0.70 | 3,671 | 3,671 |
| 2-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -3,600 | -3,600 |
| 2-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.68 | 995 | 995 |
| 3-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -4,600 | -4,600 |
| 3-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.68 | 8,240 | 8,240 |
| 3-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.68 | 1,989 | 1,989 |
| 4-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.68 | 7,350 | 7,350 |
| 4-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 2,638 | 2,638 |
| 5-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -3,600 | -3,600 |
| 5-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 6,611 | 6,611 |
| 8-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -11,300 | -11,300 |
| 8-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 7,549 | 7,549 |
| 8-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 924 | 924 |
| 9-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -10,000 | -10,000 |
| 9-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 4,896 | 4,896 |
| 10-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -6,600 | -6,600 |
| 10-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 3,384 | 3,384 |
| 11-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -8,400 | -8,400 |
| 12-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -4,900 | -4,900 |
| 12-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 5,641 | 5,641 |
| 15-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -3,400 | -3,400 |
| 15-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 4,496 | 4,496 |
| 16-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.73 | 2,392 | 2,392 |
| 17-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -5,700 | -5,700 |
| 17-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.73 | 5,114 | 5,114 |
Schedule 1
| Date of change | Holder of relevant interest | Nature of change | Consideration given in relation to change |
Number of securities affected (Ordinary Shares) |
Person's votes affected |
|---|---|---|---|---|---|
18-Jan-18 |
Deutsche Bank AG, London Branch | Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -4,500 | -4,500 |
| 18-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.71 | 3,237 | 3,237 |
| 19-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.72 | 1,893 | 1,893 |
| 22-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -7,500 | -7,500 |
| 22-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.72 | 3,962 | 3,962 |
| 23-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.72 | 3,998 | 3,998 |
| 23-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.72 | 1,873 | 1,873 |
| 24-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -5,100 | -5,100 |
| 24-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.73 | 1,942 | 1,942 |
| 25-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -4,000 | -4,000 |
| 25-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.70 | 1,978 | 1,978 |
| 29-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -5,800 | -5,800 |
| 29-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.70 | 1,726 | 1,726 |
| 30-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.71 | 1,747 | 1,747 |
| 31-Jan-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -3,900 | -3,900 |
| 31-Jan-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.72 | 1,051 | 1,051 |
| 31-Jan-18 | Deutsche Bank AG, Sydney Branch |
Sell | 0.72 | -1,000 | -1,000 |
| 1-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.73 | 2,211 | 2,211 |
| 2-Feb-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -3,500 | -3,500 |
| 2-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.73 | 2,294 | 2,294 |
| 5-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.72 | 1,244 | 1,244 |
| 6-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.70 | 1,245 | 1,245 |
| 7-Feb-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -4,600 | -4,600 |
| 7-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 1,785 | 1,785 |
| 8-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 892 | 892 |
| 9-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.67 | 1,679 | 1,679 |
| 12-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.65 | 1,949 | 1,949 |
| 12-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.65 | 1,496 | 1,496 |
| 13-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.66 | 987 | 987 |
| 14-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.67 | 958 | 958 |
| 15-Feb-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -10,300 | -10,300 |
| 15-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.66 | 1,106 | 1,106 |
| 16-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.67 | 212 | 212 |
| 19-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.70 | 1,140 | 1,140 |
| 20-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.68 | 850 | 850 |
| 21-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 945 | 945 |
| 22-Feb-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -4,400 | -4,400 |
| 22-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.67 | 613 | 613 |
| 23-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.66 | 814 | 814 |
| 26-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.67 | 814 | 814 |
| 27-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.68 | 403 | 403 |
| 28-Feb-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.70 | 1,414 | 1,414 |
| 1-Mar-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.68 | 1,051 | 1,051 |
| 1-Mar-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.68 | 522 | 522 |
| 2-Mar-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.68 | 1,143 | 1,143 |
| 5-Mar-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.68 | 1,358 | 1,358 |
| 6-Mar-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 1,542 | 1,542 |
| 7-Mar-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 576 | 576 |
| 8-Mar-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.69 | 918 | 918 |
| 14-Mar-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -12,800 | -12,800 |
| 15-Mar-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.75 | 1,000 | 1,000 |
| 15-Mar-18 | Deutsche Bank AG, Sydney Branch |
Sell | 0.74 | -522 | -522 |
| 16-Mar-18 | Deutsche Bank AG, Sydney Branch |
Sell | 0.76 | -578 | -578 |
Schedule 1
| Date of change | Holder of relevant interest | Nature of change | Consideration given in relation to change |
Number of securities affected (Ordinary Shares) |
Person's votes affected |
|---|---|---|---|---|---|
20-Mar-18 |
Deutsche Bank AG, London Branch | Stock borrow from JP Morgan Chase (Refer to Schedule 2) |
N/A | 10,000 | 10,000 |
| 20-Mar-18 | Deutsche Bank AG, Sydney Branch |
Sell | 0.80 | -1,072 | -1,072 |
| 22-Mar-18 | Deutsche Bank AG, Sydney Branch |
Sell | 0.87 | -362 | -362 |
| 23-Mar-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.90 | 41 | 41 |
| 26-Mar-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -8,600 | -8,600 |
| 27-Mar-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.88 | 708 | 708 |
| 5-Apr-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.81 | 50 | 50 |
| 6-Apr-18 | Deutsche Bank AG, London Branch |
Stock borrow from JP Morgan Chase (Refer to Schedule 2) |
N/A | 10,000 | 10,000 |
| 6-Apr-18 | Deutsche Bank AG, Sydney Branch |
Sell | 0.80 | -929 | -929 |
| 9-Apr-18 | Deutsche Bank AG, Sydney Branch |
Sell | 0.81 | -968 | -968 |
| 10-Apr-18 | Deutsche Bank AG, Sydney Branch |
Sell | 0.81 | -403 | -403 |
| 11-Apr-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -1,400 | -1,400 |
| 11-Apr-18 | Deutsche Bank AG, London Branch |
Return of stock borrow to JP Morgan Chase (Refer to Schedule 2) |
N/A | -5,700 | -5,700 |
| 11-Apr-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.80 | 10,281,640 | 10,281,640 |
| 11-Apr-18 | Deutsche Bank AG, Sydney Branch |
Buy | 0.81 | 4,050 | 4,050 |
| 11-Apr-18 | Deutsche Bank AG, Sydney Branch |
Sell | 0.80 | -1,213 | -1,213 |
Schedule 2
| Type of Agreement: | Prime Brokerage Agreement | Securities Lending Agreement |
|---|---|---|
| Parties to Agreement: | (1) Deutsche Bank AG, London Branch (2) CADENCE CAPITAL LIMITED |
(1) Deutsche Bank AG, London Branch (2) JP Morgan Chase |
| Transfer date: | 12 December 2017 to 11 April 2018 | 12 December 2017 to 11 April 2018 |
| Holder of voting rights: | Registered holder | Registered holder |
| Are there any restrictions on voting rights: |
No | No |
| If yes, detail: | No | N/A |
| Scheduled return date (if any): | None (subject to the terms of the relevant loan) |
None (subject to the terms of the relevant loan) |
| Does the borrower have the right to return early: |
Yes | Yes |
| If yes, detail: | The borrower has the right to return at any time. |
The borrower has the right to return at any time (subject to the terms of the relevant loan) |
| Does the lender have the right to recall early: |
Yes | Yes |
| If yes, detail: | The lender has the right to recall at any time |
The lender has the right to recall at any time (subject to the terms of the relevant loan) |
| Will the securities be returned on settlement: |
Yes | Yes |
| If yes, detail any exceptions: | Borrower may return the cash value thereof |
N/A |