Shimmick Corp — Director's Dealing 2023

Nov 14, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Shimmick Corp (SHIM)
CIK: 0001887944
Period of Report: 2023-11-13

Reporting Person: Nordhagen Devin (N/A)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (Right to Buy)	$1.26	2031-05-06	Common Stock (1191291)		Direct

Footnotes

F1: Twenty-five percent (25%) of the stock options vested on May 6, 2022, and the remainder vests in thirty-six substantially equal monthly installments on the last day of each full calendar month following May 6, 2022. Prior to the date of the event requiring the filing of this Form 3,471,551 of these stock options had vested.

F2: Reflects a 2.7386-for-1 forward stock split effected by the Issuer on October 23, 2023 prior to the effectiveness of the Issuer's Registration Statement on Form S-1.