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SHERWIN WILLIAMS CO — Director's Dealing 2021
Jan 11, 2021
29898_dirs_2021-01-11_5484b5e6-7a59-4ac7-8d31-12b847b0b61b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SHERWIN WILLIAMS CO (SHW)
CIK: 0000089800
Period of Report: 2021-01-03
Reporting Person: Sladek Joseph F (Pres. & GM, Glob. Supply Chain)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 546.63 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0.00 | Common Stock (92.84) | Direct | ||
| Employee Stock Option (Right to Buy) | $203.21 | 2024-07-14 | Common Stock (953) | Direct | |
| Employee Stock Option (Right to Buy) | $227.73 | 2024-10-21 | Common Stock (610) | Direct | |
| Employee Stock Option (Right to Buy) | $239.55 | 2025-10-15 | Common Stock (610) | Direct | |
| Employee Stock Option (Right to Buy) | $307.73 | 2026-07-18 | Common Stock (467) | Direct | |
| Employee Stock Option (Right to Buy) | $270.12 | 2026-10-17 | Common Stock (640) | Direct | |
| Employee Stock Option (Right to Buy) | $358.09 | 2027-07-17 | Common Stock (490) | Direct | |
| Employee Stock Option (Right to Buy) | $383.92 | 2027-10-17 | Common Stock (800) | Direct | |
| Employee Stock Option (Right to Buy) | $410.54 | 2028-10-16 | Common Stock (580) | Direct | |
| Employee Stock Option (Right to Buy) | $560.54 | 2029-10-15 | Common Stock (720) | Direct | |
| Employee Stock Option (Right to Buy) | $681.13 | 2030-10-19 | Common Stock (900) | Direct |
Footnotes
F1: Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 1/3/2021 statement.
F2: Represents the number of phantom stock units that were acquired by the reporting person (in exempt transactions) under The Sherwin-Williams Company Deferred Compensation Savings and Pension Equalization Plan. Each phantom stock unit is the economic equivalent of one share of common stock. The phantom stock units become payable in cash generally upon the reporting person's retirement or other termination of service. The phantom stock units have dividend equivalent rights.
F3: The option became exercisable in three annual installments of 318, 318 and 317 beginning on July 15, 2015.
F4: The option became exercisable in three annual installments of 204, 203 and 203 beginning on October 22, 2015.
F5: The option became exercisable in three annual installments of 204, 203 and 203 beginning on October 16, 2016.
F6: The option became exercisable in three annual installments of 156, 156 and 155 beginning on July 19, 2017.
F7: The option became exercisable in three annual installments of 214, 213 and 213 beginning on October 18, 2017.
F8: The option became exercisable in three annual installments of 164, 163 and 163 beginning on July 18, 2018.
F9: The option became exercisable in three annual installments of 267, 267 and 266 beginning on October 18, 2018.
F10: The option became, or will become, exercisable in three annual installments of 194, 193 and 193 beginning on October 17, 2019.
F11: The option became, or will become, exercisable in three equal annual installments beginning on October 16, 2020.
F12: The option will become exercisable in three equal annual installments beginning on October 20, 2021.