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SHERWIN WILLIAMS CO — Director's Dealing 2021
Apr 7, 2021
29898_dirs_2021-04-07_c0f157a6-562d-4557-9c87-513a25c396cd.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SHERWIN WILLIAMS CO (SHW)
CIK: 0000089800
Period of Report: 2021-03-28
Reporting Person: Petz Heidi G (President, The Americas Group)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2142 | Direct |
| Common Stock | 317.87 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0.00 | Common Stock (210.74) | Direct | ||
| Employee Stock Option (Right to Buy) | $127.98 | 2027-10-17 | Common Stock (21) | Direct | |
| Employee Stock Option (Right to Buy) | $127.98 | 2027-10-17 | Common Stock (21) | Direct | |
| Employee Stock Option (Right to Buy) | $127.98 | 2027-10-17 | Common Stock (798) | Direct | |
| Employee Stock Option (Right to Buy) | $136.85 | 2028-10-16 | Common Stock (579) | Direct | |
| Employee Stock Option (Right to Buy) | $136.85 | 2028-10-16 | Common Stock (579) | Direct | |
| Employee Stock Option (Right to Buy) | $186.85 | 2029-10-15 | Common Stock (2001) | Direct | |
| Employee Stock Option (Right to Buy) | $186.85 | 2029-10-15 | Common Stock (2001) | Direct | |
| Employee Stock Option (Right to Buy) | $186.85 | 2029-10-15 | Common Stock (1998) | Direct | |
| Employee Stock Option (Right to Buy) | $227.05 | 2030-10-19 | Common Stock (1800) | Direct | |
| Employee Stock Option (Right to Buy) | $227.05 | 2030-10-19 | Common Stock (1800) | Direct | |
| Employee Stock Option (Right to Buy) | $227.05 | 2030-10-19 | Common Stock (1800) | Direct |
Footnotes
F1: Of shares listed, 1,608 are restricted stock units. All share amounts have been adjusted to reflect The Sherwin-Williams Company's 3-for-1 stock split (the "stock split"), effective March 31, 2021.
F2: Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan. Share amount has been adjusted to reflect the stock split.
F3: Represents the number of phantom stock units that were acquired by the reporting person (in exempt transactions) under The Sherwin-Williams Company Deferred Compensation Savings and Pension Equalization Plan. Each phantom stock unit is the economic equivalent of one share of common stock. The phantom stock units become payable in cash generally upon the reporting person's retirement or other termination of service. The phantom stock units have dividend equivalent rights.
F4: All amounts have been adjusted to reflect the stock split.