AI assistant
SHERWIN WILLIAMS CO — Director's Dealing 2017
Feb 9, 2017
29898_dirs_2017-02-09_48481936-83db-44dd-8abf-dc90c2c27d3b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SHERWIN WILLIAMS CO (SHW)
CIK: 0000089800
Period of Report: 2017-02-08
Reporting Person: Mistysyn Allen J (SVP - Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-08 | Common Stock | M | 815 | $154.4325 | Acquired | 1980 | Indirect |
| 2017-02-08 | Common Stock | M | 591 | $180.46 | Acquired | 2571 | Indirect |
| 2017-02-08 | Common Stock | M | 186 | $227.73 | Acquired | 2757 | Indirect |
| 2017-02-08 | Common Stock | S | 186 | $302.22 | Disposed | 2571 | Indirect |
| 2017-02-08 | Common Stock | S | 956 | $303.74 | Disposed | 1615 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-08 | Employee Stock Option (Right to Buy) | $154.4325 | M | 327 | Disposed | 2022-10-16 | Common Stock (327) | Indirect |
| 2017-02-08 | Employee Stock Option (Right to Buy) | $154.4325 | M | 488 | Disposed | 2022-10-16 | Common Stock (488) | Indirect |
| 2017-02-08 | Employee Stock Option (Right to Buy) | $180.46 | M | 136 | Disposed | 2023-10-15 | Common Stock (136) | Indirect |
| 2017-02-08 | Employee Stock Option (Right to Buy) | $180.46 | M | 136 | Disposed | 2023-10-15 | Common Stock (136) | Indirect |
| 2017-02-08 | Employee Stock Option (Right to Buy) | $180.46 | M | 319 | Disposed | 2023-10-15 | Common Stock (319) | Indirect |
| 2017-02-08 | Employee Stock Option (Right to Buy) | $227.73 | M | 186 | Disposed | 2024-10-21 | Common Stock (186) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9861 | Direct |
| Common Stock | 91.38 | Indirect |
| Common Stock | 3631.17 | Indirect |
Footnotes
F1: Employee stock option of the reporting person's spouse granted prior to their marriage in late 2016.
F2: Of shares listed, 570 are restricted stock and 95 are restricted stock units, which were acquired by the reporting person's spouse prior to their marriage in late 2016. The reporting person disclaims beneficial ownership of the shares held by his spouse.
F3: Of shares listed, 1,750 are restricted stock and 1,050 are restricted stock units.
F4: Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 12/31/2016 statement.
F5: Represents the number of shares of common stock attributable to the reporting person's spouse's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 12/31/2016 statement. The reporting person disclaims beneficial ownership of the shares held by his spouse.