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SHERWIN WILLIAMS CO — Director's Dealing 2014
Feb 14, 2014
29898_dirs_2014-02-14_62fa3c3c-b87d-45fb-8ec6-a2e49c6cfb09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SHERWIN WILLIAMS CO (SHW)
CIK: 0000089800
Period of Report: 2014-02-13
Reporting Person: HOPKINS THOMAS E (Sr. VP-Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-13 | Common Stock | M | 15373 | $72.62 | Acquired | 42090 | Direct |
| 2014-02-13 | Common Stock | S | 15373 | $188.28 | Disposed | 26717 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-13 | Employee Stock Option (Right to Buy) | $72.62 | M | 5584 | Disposed | 2020-10-18 | Common Stock (5584) | Direct |
| 2014-02-13 | Employee Stock Option (Right to Buy) | $72.62 | M | 5583 | Disposed | 2020-10-18 | Common Stock (5583) | Direct |
| 2014-02-13 | Employee Stock Option (Right to Buy) | $72.62 | M | 4206 | Disposed | 2020-10-18 | Common Stock (4206) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 31145.36 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.14 to $188.56 inclusive. The Reporting Person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2: Of shares listed, 14,310 are restricted.
F3: Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's December 31, 2013 statement. Prior to October 30, 2013, shares of common stock attributable to the plan were not directly allocated to plan participants, but were instead held in a unitized fund consisting primarily of common stock and a small percentage of short term investments. On October 30, 2013, such units were converted to real-time traded shares of common stock held through the plan.