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SHERWIN WILLIAMS CO — Director's Dealing 2012
Jan 9, 2012
29898_dirs_2012-01-09_e400e9e5-f8f7-45ac-af76-26367b8d52fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SHERWIN WILLIAMS CO (SHW)
CIK: 0000089800
Period of Report: 2012-01-06
Reporting Person: Kadien Thomas G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-06 | Common Stock | A | 116 | $92.50 | Acquired | 1277 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-06 | Phantom Stock Units | $ | A | 315.19 | Acquired | Common Stock () | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6310 | Direct |
Footnotes
F1: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; Reporting Person has the right to direct the vote for such shares.
F2: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan.
F3: Of shares listed, 2,802 are restricted.
F4: Acquisition of phantom stock units (in an exempt transaction) under the Director Deferred Fee Plan to be settled generally upon the Reporting Person's retirement. The plan utilizes unit accounting, with phantom stock units consisting primarily of phantom shares of common stock and a small percentage of short-term investments (based upon a beginning per unit price of $10.00 at April 1, 1997).
F5: Includes phantom stock units acquired pursuant to the dividend equivalent reinvestment feature of the plan.