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SHERWIN WILLIAMS CO — Director's Dealing 2012
Dec 10, 2012
29898_dirs_2012-12-10_5a3cd6cb-327d-4c49-91c1-4535e9592678.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SHERWIN WILLIAMS CO (SHW)
CIK: 0000089800
Period of Report: 2012-12-06
Reporting Person: HOPKINS THOMAS E (Sr. VP-Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-03 | Common Stock | G | 794 | — | Disposed | 33666 | Direct |
| 2012-12-06 | Common Stock | M | 1848 | $54.09 | Acquired | 35514 | Direct |
| 2012-12-06 | Common Stock | M | 1581 | $63.25 | Acquired | 37095 | Direct |
| 2012-12-06 | Common Stock | F | 1332 | $149.96 | Disposed | 35763 | Direct |
| 2012-12-07 | Common Stock | G | 375 | — | Disposed | 35388 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-06 | Employee Stock Option (Right to Buy) | $54.09 | M | 1848 | Disposed | 2018-10-13 | Common Stock (1848) | Direct |
| 2012-12-06 | Employee Stock Option (Right to Buy) | $63.25 | M | 1581 | Disposed | 2019-10-14 | Common Stock (1581) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30695.78 | Indirect |
Footnotes
F1: Of shares listed, 18,090 are restricted.
F2: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 9/30/12 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units of this fund.