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SHERWIN WILLIAMS CO — Director's Dealing 2011
May 16, 2011
29898_dirs_2011-05-16_1955e5ee-4bd9-4d69-a237-294a7f1d7a82.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SHERWIN WILLIAMS CO (SHW)
CIK: 0000089800
Period of Report: 2011-05-13
Reporting Person: Heath George E (President, Global Finishes Grp)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-13 | Common Stock | M | 13000 | $59.435 | Acquired | 40568 | Direct |
| 2011-05-13 | Common Stock | S | 13000 | $86.30 | Disposed | 27568 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-13 | Employee Stock Option (Right to Buy) | $59.435 | M | 4334 | Disposed | 2016-10-17 | Common Stock (4334) | Direct |
| 2011-05-13 | Employee Stock Option (Right to Buy) | $59.435 | M | 4333 | Disposed | 2016-10-17 | Common Stock (4333) | Direct |
| 2011-05-13 | Employee Stock Option (Right to Buy) | $59.435 | M | 4333 | Disposed | 2016-10-17 | Common Stock (4333) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1671.36 | Indirect |
Footnotes
F1: Of shares listed, 22,405 are restricted.
F2: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 3/31/11 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units of this fund.