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SHERWIN WILLIAMS CO — Director's Dealing 2011
Dec 14, 2011
29898_dirs_2011-12-14_f2e65c23-405d-4eaa-aba2-dd15a75e9427.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SHERWIN WILLIAMS CO (SHW)
CIK: 0000089800
Period of Report: 2011-12-13
Reporting Person: HENNESSY SEAN P (Sr. VP-Finance and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-13 | Common Stock | M | 1576 | $63.44 | Acquired | 121894 | Direct |
| 2011-12-13 | Common Stock | M | 1848 | $54.09 | Acquired | 123742 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-13 | Employee Stock Option (Right to Buy) | $63.44 | M | 1576 | Disposed | 2017-10-18 | Common Stock (1576) | Direct |
| 2011-12-13 | Employee Stock Option (Right to Buy) | $54.09 | M | 1848 | Disposed | 2018-10-13 | Common Stock (1848) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17842.54 | Indirect |
Footnotes
F1: Of shares listed, 60,500 are restricted.
F2: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 9/30/11 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units of this fund.