AI assistant
SHERWIN WILLIAMS CO — Director's Dealing 2007
Mar 2, 2007
29898_dirs_2007-03-02_259ce5f5-f5fa-4bf6-be27-b5d67eeb1142.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SHERWIN WILLIAMS CO (SHW)
CIK: 0000089800
Period of Report: 2007-03-01
Reporting Person: CONNOR CHRISTOPHER M (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-03-01 | Common Stock | M | 50000 | $25.0625 | Acquired | 439045.067 | Direct |
| 2007-03-01 | Common Stock | S | 5500 | $63.98 | Disposed | 433545.067 | Direct |
| 2007-03-01 | Common Stock | S | 9200 | $64.00 | Disposed | 424345.067 | Direct |
| 2007-03-01 | Common Stock | S | 100 | $64.01 | Disposed | 424245.067 | Direct |
| 2007-03-01 | Common Stock | S | 100 | $64.02 | Disposed | 424145.067 | Direct |
| 2007-03-01 | Common Stock | S | 800 | $64.03 | Disposed | 423345.067 | Direct |
| 2007-03-01 | Common Stock | S | 1700 | $64.13 | Disposed | 421645.067 | Direct |
| 2007-03-01 | Common Stock | S | 4710 | $64.18 | Disposed | 416935.067 | Direct |
| 2007-03-01 | Common Stock | S | 100 | $64.19 | Disposed | 416835.067 | Direct |
| 2007-03-01 | Common Stock | S | 6100 | $64.25 | Disposed | 410735.067 | Direct |
| 2007-03-01 | Common Stock | S | 11700 | $64.27 | Disposed | 399035.067 | Direct |
| 2007-03-01 | Common Stock | S | 1200 | $64.38 | Disposed | 397835.067 | Direct |
| 2007-03-01 | Common Stock | S | 1300 | $64.40 | Disposed | 396535.067 | Direct |
| 2007-03-01 | Common Stock | S | 100 | $64.43 | Disposed | 396435.067 | Direct |
| 2007-03-01 | Common Stock | S | 500 | $64.48 | Disposed | 395935.067 | Direct |
| 2007-03-01 | Common Stock | S | 500 | $64.59 | Disposed | 395435.067 | Direct |
| 2007-03-01 | Common Stock | S | 900 | $64.73 | Disposed | 394535.067 | Direct |
| 2007-03-01 | Common Stock | S | 500 | $64.87 | Disposed | 394035.067 | Direct |
| 2007-03-01 | Common Stock | S | 590 | $64.91 | Disposed | 393445.067 | Direct |
| 2007-03-01 | Common Stock | S | 700 | $64.98 | Disposed | 392745.067 | Direct |
| 2007-03-01 | Common Stock | S | 1000 | $65.10 | Disposed | 391745.067 | Direct |
| 2007-03-01 | Common Stock | S | 100 | $65.28 | Disposed | 391645.067 | Direct |
| 2007-03-01 | Common Stock | S | 1000 | $65.42 | Disposed | 390645.067 | Direct |
| 2007-03-01 | Common Stock | S | 1200 | $65.50 | Disposed | 389445.067 | Direct |
| 2007-03-01 | Common Stock | S | 400 | $65.68 | Disposed | 389045.067 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-03-01 | Employee Stock Option (Right to Buy) | $25.0625 | M | 30000 | Disposed | 2009-02-02 | Common Stock (30000) | Direct |
| 2007-03-01 | Employee Stock Option (Right to Buy) | $25.0625 | M | 20000 | Disposed | 2009-02-02 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 41943.646 | Indirect |
Footnotes
F1: The reported exercise and sale were made pursuant to a pre-arranged trading plan previously adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
F2: Of shares listed, 244,125 are restricted and 505.067 are owned pursuant to the Dividend Reinvestment Plan per the trustee's 12/31/06 statement.
F3: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 12/31/06 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units of this fund.