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SHERWIN WILLIAMS CO — Director's Dealing 2004
Feb 12, 2004
29898_dirs_2004-02-12_6255e138-f993-45ac-a474-708d55f7f425.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SHERWIN WILLIAMS CO (SHW)
CIK: 0000089800
Period of Report: 2004-02-10
Reporting Person: HOPKINS THOMAS E (Sr. VP-Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-02-10 | Common Stock | M | 10750 | $20.25 | Acquired | 53411 | Direct |
| 2004-02-10 | Common Stock | M | 4710 | $27.75 | Acquired | 58121 | Direct |
| 2004-02-10 | Common Stock | M | 5095 | $19.625 | Acquired | 63216 | Direct |
| 2004-02-10 | Common Stock | M | 3130 | $25.0625 | Acquired | 66346 | Direct |
| 2004-02-10 | Common Stock | M | 3416 | $29.0313 | Acquired | 69762 | Direct |
| 2004-02-10 | Common Stock | F | 11594 | $35.21 | Disposed | 58168 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-02-10 | Employee Stock Option (Right to Buy) | $20.25 | M | 10000 | Disposed | 2009-10-21 | Common Stock (10000) | Direct |
| 2004-02-10 | Employee Stock Option (Right to Buy) | $20.25 | M | 750 | Disposed | 2009-10-21 | Common Stock (750) | Direct |
| 2004-02-10 | Employee Stock Option (Right to Buy) | $27.75 | M | 1376 | Disposed | 2007-01-29 | Common Stock (1376) | Direct |
| 2004-02-10 | Employee Stock Option (Right to Buy) | $27.75 | M | 1666 | Disposed | 2007-01-29 | Common Stock (1666) | Direct |
| 2004-02-10 | Employee Stock Option (Right to Buy) | $27.75 | M | 1668 | Disposed | 2007-01-29 | Common Stock (1668) | Direct |
| 2004-02-10 | Employee Stock Option (Right to Buy) | $29.0313 | M | 3416 | Disposed | 2008-02-04 | Common Stock (3416) | Direct |
| 2004-02-10 | Employee Stock Option (Right to Buy) | $25.0625 | M | 3130 | Disposed | 2009-02-02 | Common Stock (3130) | Direct |
| 2004-02-10 | Employee Stock Option (Right to Buy) | $19.625 | M | 5095 | Disposed | 2010-10-18 | Common Stock (5095) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 24217.465 | Indirect |
Footnotes
F1: Shares were used to pay the option price in an exempt transaction.
F2: Of shares listed, 31,000 are restricted.
F3: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 12/31/03 statement. Shares of common stock are not directly allocated to Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units of this fund.