AI assistant
SHERWIN WILLIAMS CO — Director's Dealing 2004
Sep 8, 2004
29898_dirs_2004-09-08_61b9d896-8011-42b9-a09d-26f3c865c7ea.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SHERWIN WILLIAMS CO (SHW)
CIK: 0000089800
Period of Report: 2004-09-03
Reporting Person: HENNESSY SEAN P (Sr. VP-Finance and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-09-03 | Common Stock | M | 540 | $27.75 | Acquired | 63540 | Direct |
| 2004-09-03 | Common Stock | M | 1242 | $29.0313 | Acquired | 64782 | Direct |
| 2004-09-03 | Common Stock | M | 22000 | $20.25 | Acquired | 86782 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-09-03 | Employee Stock Option (Right to Buy) | $27.75 | M | 540 | Disposed | 2007-01-29 | Common Stock (540) | Direct |
| 2004-09-03 | Employee Stock Option (Right to Buy) | $29.0313 | M | 1242 | Disposed | 2008-02-04 | Common Stock (1242) | Direct |
| 2004-09-03 | Employee Stock Option (Right to Buy) | $20.25 | M | 7333 | Disposed | 2009-10-21 | Common Stock (7333) | Direct |
| 2004-09-03 | Employee Stock Option (Right to Buy) | $20.25 | M | 7333 | Disposed | 2009-10-21 | Common Stock (7333) | Direct |
| 2004-09-03 | Employee Stock Option (Right to Buy) | $20.25 | M | 7334 | Disposed | 2009-10-21 | Common Stock (7334) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13944.1268 | Indirect |
Footnotes
F1: Of shares listed, 63,000 are restricted.
F2: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 6/30/04 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units of this fund.