AI assistant
SHERWIN WILLIAMS CO — Director's Dealing 2004
Nov 9, 2004
29898_dirs_2004-11-09_deff309b-a9dd-4f87-a7dc-8196de81be62.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SHERWIN WILLIAMS CO (SHW)
CIK: 0000089800
Period of Report: 2004-11-05
Reporting Person: STELLATO LOUIS E (VP, General Counsel and Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-11-05 | Common Stock | M | 19284 | $27.75 | Acquired | 64434.8002 | Direct |
| 2004-11-05 | Common Stock | M | 10000 | $20.25 | Acquired | 74434.8002 | Direct |
| 2004-11-05 | Common Stock | M | 14905 | $19.625 | Acquired | 89339.8002 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-11-05 | Employee Stock Option (Right to Buy) | $27.75 | M | 8000 | Disposed | 2007-01-28 | Common Stock (8000) | Direct |
| 2004-11-05 | Employee Stock Option (Right to Buy) | $27.75 | M | 6886 | Disposed | 2007-01-28 | Common Stock (6886) | Direct |
| 2004-11-05 | Employee Stock Option (Right to Buy) | $27.75 | M | 4398 | Disposed | 2007-01-28 | Common Stock (4398) | Direct |
| 2004-11-05 | Employee Stock Option (Right to Buy) | $20.25 | M | 10000 | Disposed | 2009-10-21 | Common Stock (10000) | Direct |
| 2004-11-05 | Employee Stock Option (Right to Buy) | $19.625 | M | 10000 | Disposed | 2010-10-18 | Common Stock (10000) | Direct |
| 2004-11-05 | Employee Stock Option (Right to Buy) | $19.625 | M | 4905 | Disposed | 2010-10-18 | Common Stock (4905) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20288.266 | Indirect |
Footnotes
F1: Of shares listed, 31,000 are restricted and 225.8002 are owned pursuant to the Dividend Reinvestment Plan per the trustee's 6/30/04 statement.
F2: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 9/30/04 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units of this fund.