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SHEMAROO ENTERTAINMENT LIMITED — Director's Dealing 2020
Jul 14, 2020
61136_rns_2020-07-14_893bf23b-d3a9-499c-8e13-91768fefd8d2.pdf
Director's Dealing
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Ref No.: SEL/Reg.9 ‐ PIT/Jul‐20/02
July 14, 2020
The Secretary, National Stock Exchange of India Limited Exchange Plaza, Bandra‐Kurla Complex Bandra (E), Mumbai‐400 051. NSE Symbol: SHEMAROO
The Secretary, BSE Limited Phiroze Jeejeebhoy Towers Dalal Street, Mumbai‐400 023. Scrip Code : 538685
Dear Sir / Madam,
Re: SHEMAROO ENTERTAINMENT LIMITED ‐ ISIN: INE363M01019
Sub: Regulation 30 of the SEBI (LODR), Regulations, 2015 – Reporting of violations related to code of conduct under SEBI (PIT) Regulation 2015.
We are enclosing report for the violations related to the code of conduct under SEBI (PIT)
Regulations, 2015 for your record.
Thanking you,
Yours faithfully,
For Shemaroo Entertainment Limited
Digitally signed by DIPESH UTTAMCHAND GOSAR DIPESH DN: c=IN, o=Personal, postalCode=400064, st=Maharashtra, 2.5.4.20=8e2fb310dd888f28e02b9d351282c7a492 UTTAMCHAND 74d9a5fecc42a5fc4d6cd302ccac96, serialNumber=499d50b8c56ae49a87b2800c83b2 c306ad8ab6a0ce71ff10ec28e8bc2b5c2e89, GOSAR cn=DIPESH UTTAMCHAND GOSAR Date: 2020.07.14 12:42:06 +05'30' Dipesh U. Gosar Company Secretary & Compliance Officer ICSI Membership No.: ‐ A23755
Encls: As above
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Report by Shemaroo Entertainment Limited for violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulation, 2015
| Sr. No. |
Particulars | Details |
|---|---|---|
| 1. | Name of the listed company/ Intermediary/Fiduciary |
Shemaroo Entertainment Limited |
| 2. | _Please tick appropriate checkbox_Reporting in capacity of : � Listed Company � Intermediary � Fiduciary |
Listed Company |
| 3. | Name of the Designated Person(DP) Name of the immediate relative of DP if reportingis for immediate relative. |
Mr. Prashant Sawant |
| 4. | PAN of the DP PAN of the immediate relative of DP if reportingis for immediate relative. |
|
| 5. | Designation of DP | Jr. Executive |
| 6. | Functional Role of DP | Accounts |
| 7. | Whether DP is Promoter /Promoter Group/holding CXO level position (e.g. CEO, CFO,CTO etc.) |
No |
| 8. | Transaction details: | |
| a)Name of the scrip | Shemaroo Entertainment Limited | |
| b) No of shares traded (which includes pledge)and value(Rs) (Date‐ wise) |
Purchased 10 share for an aggregate value of Rs. 59.95/‐ |
|
| 9. | In case value of trade(s) is more than Rs 10 lacs in a calendar quarter– a) Date of intimation of trade(s) by concerned DP/director/promoter/promoter group to Company under regulation 7 of SEBI (Prohibition of Insider Trading) Regulations,2015 |
Not Applicable |
| b) Date of intimation of trade(s) by Company to stock exchanges under regulation 7 of SEBI (Prohibition of Insider Trading)Regulations,2015 |
Not Applicable | |
| 10. | Details of violations observed under SEBI (Prohibition of Insider Trading) Regulations, 2015 |
Purchase of shares of the Company during trading window closure. |
| 11. | Action taken by Listed company/ Intermediary/ Fiduciary |
Issued Warning letter/email as per the code under regulation 9 of SEBI (PIT)Regulations,2015 |
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| 12. | Reasons recorded in writing for taking action stated above |
Being first time violation done by mistakenly without any malafide intentions, warning letter/email was issued as per the code under regulation 9 of SEBI (PIT) Regulations,2015 |
|---|---|---|
| 13. | Details of the previous instances of violations,if any,since last financialyear |
No |
| 14. | Anyother relevant information | Nil |
Yours faithfully,
For Shemaroo Entertainment Limited
Digitally signed by DIPESH UTTAMCHAND GOSAR DIPESH DN: c=IN, o=Personal, postalCode=400064, st=Maharashtra, 2.5.4.20=8e2fb310dd888f28e02b9d351282c7a49274 UTTAMCHAND d9a5fecc42a5fc4d6cd302ccac96, serialNumber=499d50b8c56ae49a87b2800c83b2c30 6ad8ab6a0ce71ff10ec28e8bc2b5c2e89, cn=DIPESH GOSAR UTTAMCHAND GOSAR Date: 2020.07.14 12:43:03 +05'30'
Dipesh U. Gosar Company Secretary & Compliance Officer Email: [email protected]
Date: 14.07.2020
Place: Mumbai
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