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Shell PLC — Major Shareholding Notification 2021
Aug 9, 2021
5307_iss_2021-08-06_d7a31bab-7c61-44b9-8f72-2b5d40b33ef7.pdf
Major Shareholding Notification
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TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights |
Royal Dutch Shell plc | ||||
|---|---|---|---|---|---|
| are attachedii: | |||||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | |||||
| Non-UK issuer | |||||
| 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | |||||
| An acquisition or disposal of voting rights | X | ||||
| An acquisition or disposal of financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify)iii: | |||||
| 3. Details of person subject to the notification obligationiv | |||||
| Name | Norges Bank | ||||
| City and country of registered office (if applicable) | Oslo, Norway | ||||
| 4. Full name of shareholder(s) (if different from 3.)v | |||||
| Name | N/A | ||||
| City and country of registered office (if applicable) | N/A | ||||
| 5. Date on which the threshold was crossed or | 3 August 2021 | ||||
| reachedvi: | |||||
| 6. Date on which issuer notified (DD/MM/YYYY): 6 August 2021 | |||||
| 7. Total positions of person(s) subject to the notification obligation | |||||
| % of voting | |||||
| rights | |||||
| % of voting rights | through financial |
Total of both in % | Total number of | ||
| attached to shares | instruments | (8.A + 8.B) | voting rights of | ||
| (total of 8. A) | issuervii | ||||
| (total of 8.B | |||||
| Resulting situation | 1 + 8.B 2) | ||||
| on the date on which | 0.000000 | ||||
| threshold was | 3.001240 % | % | 3.001240 % | 234,319,641 | |
| crossed or reached | |||||
| Position of previous | |||||
| notification (if applicable) |
|||||
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii |
||||
|---|---|---|---|---|
| A: Voting rights attached to shares | ||||
| Class/type of | Number of voting rightsix | % of voting rights | ||
| shares ISIN code (if possible) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
| A Ordinary GB00B03MLX29 |
2,186,290 | 0.028000 % | ||
| B ADR US7802591070 |
26,216,290 | 0.335790 % | ||
| A ADR US7802592060 |
11,026 | 0.000140 % | ||
| B Ordinary GB00B03MM408 |
205,906,035 | 2.637310 % | ||
| SUBTOTAL 8. A | 234,319,641 | 3.001240% |
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | ||||
|---|---|---|---|---|
| Type of financial instrument |
Expiration datex |
Exercise/ Conversion Periodxi |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
| N/A | ||||
| SUBTOTAL 8. B 1 |
| B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) |
|||||
|---|---|---|---|---|---|
| Type of financial instrument |
Expiration datex |
Exercise/ Conversion Period xi |
Physical or cash settlementxii |
Number of voting rights |
% of voting rights |
| N/A | |||||
| SUBTOTAL 8.B.2 |
| 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") |
|||
|---|---|---|---|
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii |
x | ||
| Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural |
|||
| person or legal entityxiv (please add additional rows as necessary) | |||
| Namexv | % of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
1 Indirect subsidiaries of Capital Research and Management Company.
2Subsidiary of The Capital Group Companies, Inc.
| 10. In case of proxy voting, please identify: | ||
|---|---|---|
| Name of the proxy holder | ||
| The number and % of voting rights held | ||
| The date until which the voting rights will be held |
11. Additional informationxvi
| Place of completion Oslo, Norway | |
|---|---|
| Date of completion | 5 August 2021 (Norges date from TR1 submission) |
Anthony Clarke Deputy Company Secretary Royal Dutch Shell plc 020 7934 2584
LEI Number: 21380068P1DRHMJ8KU70 Major Shareholding Notifications
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