AI assistant
Sending…
Shell PLC — Major Shareholding Notification 2016
Dec 13, 2016
5307_rns_2016-12-13_a4785bf0-8a98-4c4c-b3b8-dbd6df48660d.html
Major Shareholding Notification
Open in viewerOpens in your device viewer
National Storage Mechanism | Additional information
You don't have Javascript enabled. For full functionality this page requires javascript to be enabled.
ROYAL DUTCH SHELL PLC - Holding(s) in Company
PR Newswire
London, December 13
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Royal Dutch Shell plc | |||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | x | |||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | ||||
| Other (please specify): | ||||
| 3. Full name of person(s) subject to the notification obligation: |
BlackRock, Inc. | |||
| 4. Full name of shareholder(s) (if different from 3.): |
||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
14 November, 2016 | |||
| 6. Date on which issuer notified: | 12 December, 2016 | |||
| 7. Threshold(s) that is/are crossed or reached: |
Voting rights attached to shares holding for BlackRock, Inc. has gone above 5% | |||
| 8. Notified details: | |||||||||||||||||
| A: Voting rights attached to shares | |||||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | |||||||||||||
| Direct | Direct | Indirect | Direct | Indirect | |||||||||||||
| GB00B03MLX29 | 247,550,995 | 247,550,995 | N/A | N/A | 248,378,746 | N/A | 3.06% | ||||||||||
| GB00B03MM408 | 144,180,688 | 144,180,688 | N/A | N/A | 228,891,512 | N/A | 2.82% | ||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||||||||
| Securities Lending (GB00B03MLX29) |
2,234,800 | 0.02% | |||||||||||||||
| American Depository Receipt (GB00B03MLX29) | 16,005,448 | 0.19% | |||||||||||||||
| American Depository Receipt (GB00B03MM408) | 1,269,346 | 0.01% | |||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights | ||||||||||||
| CFD (GB00B03MLX29) |
190,243 | Nominal | Delta | ||||||||||||||
| 0.00% | 0.00% | ||||||||||||||||
| CFD (GB00B03MM408) |
1,851,996 | 0.02% | 0.02% | ||||||||||||||
| Equity Linked Note (GB00B03MLX29) |
03/02/2017 | 998,890 | 0.01% | 0.01% | |||||||||||||
| Total Return Swap (US7802592060) |
14/10/2017 | 220,008 | 0.00% | 0.00% | |||||||||||||
| Total (A+B+C) | |||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||
| 500,040,989 | 6.16% | ||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
||||
| See Annex | ||||
| Proxy Voting: | ||||
| 10. Name of the proxy holder: | ||||
| 11. Number of voting rights proxy holder will cease to hold: |
||||
| 12. Date on which proxy holder will cease to hold voting rights: |
||||
| 13. Additional information: | ||||
| 14. Contact name: | Mark Edwards Royal Dutch Shell plc |
|||
| 15. Contact telephone number: | +44 20 7934 2817 | |||
| Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock Holdco 4, LLC | |||
| BlackRock Holdco 6, LLC | |||
| BlackRock Delaware Holdings Inc. | |||
| BlackRock Fund Advisors | |||
| BlackRock Institutional Trust Company, National Association | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock Capital Holdings, Inc. | |||
| BlackRock Advisors, LLC | |||
| BlackRock, Inc. | |||
| Trident Merger, LLC | |||
| BlackRock Investment Management, LLC | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock Group Limited | |||
| BlackRock Advisors (UK) Limited | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock Holdco 3, LLC | |||
| BlackRock Canada Holdings LP | |||
| BlackRock Canada Holdings ULC | |||
| BlackRock Asset Management Canada Limited | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock Australia Holdco Pty. Ltd. | |||
| BlackRock Investment Management (Australia) Limited | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock Group Limited | |||
| BlackRock Investment Management (UK) Limited | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock Group Limited | |||
| BlackRock Investment Management (UK) Limited | |||
| BlackRock Asset Management Deutschland AG | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock Holdco 4, LLC | |||
| BlackRock Holdco 6, LLC | |||
| BlackRock Delaware Holdings Inc. | |||
| BlackRock Fund Advisors | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock Group Limited | |||
| BlackRock International Limited | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock Group Limited | |||
| BlackRock (Netherlands) B.V. | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock (Singapore) Holdco Pte. Ltd. | |||
| BlackRock Asia-Pac Holdco, LLC | |||
| BlackRock HK Holdco Limited | |||
| BlackRock Cayco Limited | |||
| BlackRock Trident Holding Company Limited | |||
| BlackRock Japan Holdings GK | |||
| BlackRock Japan Co., Ltd. | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock (Singapore) Holdco Pte. Ltd. | |||
| BlackRock (Singapore) Limited | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock (Singapore) Holdco Pte. Ltd. | |||
| BlackRock Asia-Pac Holdco, LLC | |||
| BlackRock HK Holdco Limited | |||
| BlackRock Asset Management North Asia Limited | |||
| BlackRock, Inc. | |||
| FutureAdvisor, Inc. | |||

More from Shell PLC
Transaction in Own Shares
2026
May 15
Transaction in Own Shares
2026
May 15
Report Publication Announcement
2026
May 15
Report Publication Announcement
2026
May 14
Environmental & Social Information
2026
May 14
Transaction in Own Shares
2026
May 14
Transaction in Own Shares
2026
May 14
Environmental & Social Information
2026
May 14
Regulatory Filings
2026
May 14
Regulatory Filings
2026
May 14