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Shell PLC — Major Shareholding Notification 2016
Dec 13, 2016
5307_rns_2016-12-13_a4785bf0-8a98-4c4c-b3b8-dbd6df48660d.html
Major Shareholding Notification
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ROYAL DUTCH SHELL PLC - Holding(s) in Company
PR Newswire
London, December 13
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Royal Dutch Shell plc | |||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | x | |||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | ||||
| Other (please specify): | ||||
| 3. Full name of person(s) subject to the notification obligation: |
BlackRock, Inc. | |||
| 4. Full name of shareholder(s) (if different from 3.): |
||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
14 November, 2016 | |||
| 6. Date on which issuer notified: | 12 December, 2016 | |||
| 7. Threshold(s) that is/are crossed or reached: |
Voting rights attached to shares holding for BlackRock, Inc. has gone above 5% | |||
| 8. Notified details: | |||||||||||||||||
| A: Voting rights attached to shares | |||||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | |||||||||||||
| Direct | Direct | Indirect | Direct | Indirect | |||||||||||||
| GB00B03MLX29 | 247,550,995 | 247,550,995 | N/A | N/A | 248,378,746 | N/A | 3.06% | ||||||||||
| GB00B03MM408 | 144,180,688 | 144,180,688 | N/A | N/A | 228,891,512 | N/A | 2.82% | ||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||||||||
| Securities Lending (GB00B03MLX29) |
2,234,800 | 0.02% | |||||||||||||||
| American Depository Receipt (GB00B03MLX29) | 16,005,448 | 0.19% | |||||||||||||||
| American Depository Receipt (GB00B03MM408) | 1,269,346 | 0.01% | |||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights | ||||||||||||
| CFD (GB00B03MLX29) |
190,243 | Nominal | Delta | ||||||||||||||
| 0.00% | 0.00% | ||||||||||||||||
| CFD (GB00B03MM408) |
1,851,996 | 0.02% | 0.02% | ||||||||||||||
| Equity Linked Note (GB00B03MLX29) |
03/02/2017 | 998,890 | 0.01% | 0.01% | |||||||||||||
| Total Return Swap (US7802592060) |
14/10/2017 | 220,008 | 0.00% | 0.00% | |||||||||||||
| Total (A+B+C) | |||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||
| 500,040,989 | 6.16% | ||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
||||
| See Annex | ||||
| Proxy Voting: | ||||
| 10. Name of the proxy holder: | ||||
| 11. Number of voting rights proxy holder will cease to hold: |
||||
| 12. Date on which proxy holder will cease to hold voting rights: |
||||
| 13. Additional information: | ||||
| 14. Contact name: | Mark Edwards Royal Dutch Shell plc |
|||
| 15. Contact telephone number: | +44 20 7934 2817 | |||
| Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock Holdco 4, LLC | |||
| BlackRock Holdco 6, LLC | |||
| BlackRock Delaware Holdings Inc. | |||
| BlackRock Fund Advisors | |||
| BlackRock Institutional Trust Company, National Association | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock Capital Holdings, Inc. | |||
| BlackRock Advisors, LLC | |||
| BlackRock, Inc. | |||
| Trident Merger, LLC | |||
| BlackRock Investment Management, LLC | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock Group Limited | |||
| BlackRock Advisors (UK) Limited | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock Holdco 3, LLC | |||
| BlackRock Canada Holdings LP | |||
| BlackRock Canada Holdings ULC | |||
| BlackRock Asset Management Canada Limited | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock Australia Holdco Pty. Ltd. | |||
| BlackRock Investment Management (Australia) Limited | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock Group Limited | |||
| BlackRock Investment Management (UK) Limited | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock Group Limited | |||
| BlackRock Investment Management (UK) Limited | |||
| BlackRock Asset Management Deutschland AG | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock Holdco 4, LLC | |||
| BlackRock Holdco 6, LLC | |||
| BlackRock Delaware Holdings Inc. | |||
| BlackRock Fund Advisors | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock Group Limited | |||
| BlackRock International Limited | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock Group Limited | |||
| BlackRock (Netherlands) B.V. | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock (Singapore) Holdco Pte. Ltd. | |||
| BlackRock Asia-Pac Holdco, LLC | |||
| BlackRock HK Holdco Limited | |||
| BlackRock Cayco Limited | |||
| BlackRock Trident Holding Company Limited | |||
| BlackRock Japan Holdings GK | |||
| BlackRock Japan Co., Ltd. | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock (Singapore) Holdco Pte. Ltd. | |||
| BlackRock (Singapore) Limited | |||
| BlackRock, Inc. | |||
| BlackRock Holdco 2, Inc. | |||
| BlackRock Financial Management, Inc. | |||
| BlackRock International Holdings, Inc. | |||
| BR Jersey International Holdings L.P. | |||
| BlackRock (Singapore) Holdco Pte. Ltd. | |||
| BlackRock Asia-Pac Holdco, LLC | |||
| BlackRock HK Holdco Limited | |||
| BlackRock Asset Management North Asia Limited | |||
| BlackRock, Inc. | |||
| FutureAdvisor, Inc. | |||

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