Shell PLC — Foreign Filer Report 2021

Mar 9, 2021

6-K 1 f6k_030921.htm FORM 6-K

Form 6-K

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

________________________________

REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

March 2021

Commission File Number: 1-32575

________________________________

Royal Dutch Shell plc (Exact name of registrant as specified in its charter)

________________________________

30, Carel van Bylandtlaan, 2596 HR The Hague The Netherlands (Address of principal executive office)

________________________________

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F [ X ] Form 40-F [ ]

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [ ]

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [ ]

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes [ ] No [ X ]

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-

Director/PDMR shareholding

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES IN ACCORDANCE WITH THE REQUIREMENTS OF THE EU AND UK MARKET ABUSE REGIME

March 8, 2021

Royal Dutch Shell plc announces that each of the following Persons Discharging Managerial Responsibilities (“PDMRs”) have received the number of shares of Royal Dutch Shell plc as set out below following the vesting of conditional awards granted in 2018 under the Long Term Incentive Plan (“LTIP”).

Details of the LTIP can be found in the Royal Dutch Shell plc Annual Report and Form 20-F for the year ended December 31, 2019 (www.shell.com/annualreport).

| LONG TERM INCENTIVE PLAN — PDMR | VESTING DATE | SHARE TYPE | NUMBER OF SHARES VESTED | | --- | --- | --- | --- | | Ben van Beurden | March 5, 2021 | RDSA | 207,147 | | Jessica Uhl | March 5, 2021 | RDS.A | 54,380 | | Harry Brekelmans | March 5, 2021 | RDSA | 59,964 | | Ronan Cassidy | March 5, 2021 | RDSB | 51,253 | | Donny Ching | March 5, 2021 | RDSA | 44,700 | | Wael Sawan | March 5, 2021 | RDSA | 51,242 | | Huibert Vigeveno | March 5, 2021 | RDSA | 24,531 | | Maarten Wetselaar | March 5, 2021 | RDSA | 59,964 |

The Notification of Dealing Form for each PDMR can be found below.

This notification is made in accordance with Article 19 of the EU Market Abuse Regulation.

Anthony Clarke Deputy Company Secretary

ENQUIRIES

Shell Media Relations International, UK, European Press: +44 20 7934 5550

LEI number of Royal Dutch Shell plc: 21380068P1DRHMJ8KU70 Classification: Additional regulated information required to be disclosed under the laws of a Member State.

| 1. Details of the person discharging managerial responsibilities/person closely

associated
First
Name(s)	Ben
Last
Name(s)	van
Beurden
2.
Reason for the notification
Position/status	Chief
Executive Officer
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2018 under the Long Term Incentive Plan (LTIP)
Currency	EUR
Price	NIL
Volume	207,147
Total	N/A
Aggregated
information Volume Price Total	207,147 NIL N/A
Date
of transaction	March
5, 2021
Place
of transaction	Outside
a trading venue

| 1. Details of the person discharging managerial responsibilities/person closely

associated
First
Name(s)	Uhl
Last
Name(s)	Jessica
2.
Reason for the notification
Position/status	Chief
Financial Officer
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
American Depository Shares (RDS.A)
Identification
Code	US7802592060
Nature
of the transaction	Vesting
of awards granted in 2018 under the Long Term Incentive Plan (LTIP)
Currency	USD
Price	NIL
Volume	54,380
Total	N/A
Aggregated
information Volume Price Total	54,380 NIL N/A
Date
of transaction	March
5, 2021
Place
of transaction	Outside
a trading venue

| 1.

Details of the person discharging managerial responsibilities/person closely associated
First
Name(s)	Harry
Last
Name(s)	Brekelmans
2.
Reason for the notification
Position/status	Projects
and Technology Director
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2018 under the Long Term Incentive Plan (LTIP)
Currency	EUR
Price	NIL
Volume	59,964
Total	N/A
Aggregated
information Volume Price Total	59,964 NIL N/A
Date
of transaction	March
5, 2021
Place
of transaction	Outside
a trading venue

| 1.

Details of the person discharging managerial responsibilities/person closely associated
First
Name(s)	Ronan
Last
Name(s)	Cassidy
2.
Reason for the notification
Position/status	Chief
Human Resources & Corporate Officer
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	B
ordinary shares of €0.07 each
Identification
Code	GB00B03MM408
Nature
of the transaction	Vesting
of awards granted in 2018 under the Long Term Incentive Plan (LTIP)
Currency	GBP
Price	NIL
Volume	51,253
Total	N/A
Aggregated
information Volume Price Total	51,253 NIL N/A
Date
of transaction	March
5, 2021
Place
of transaction	Outside
a trading venue

| 1. Details of the person discharging managerial responsibilities/person closely

associated
First
Name(s)	Donny
Last
Name(s)	Ching
2.
Reason for the notification
Position/status	Legal
Director
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2018 under the Long Term Incentive Plan (LTIP)
Currency	EUR
Price	NIL
Volume	44,700
Total	N/A
Aggregated
information Volume Price Total	44,700 NIL N/A
Date
of transaction	March
5, 2021
Place
of transaction	Outside
a trading venue

| 1. Details of the person discharging managerial responsibilities/person closely

associated
First
Name(s)	Wael
Last
Name(s)	Sawan
2.
Reason for the notification
Position/status	Upstream
Director
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2018 under the Long Term Incentive Plan (LTIP)
Currency	EUR
Price	NIL
Volume	51,242
Total	N/A
Aggregated
information Volume Price Total	51,242 NIL N/A
Date
of transaction	March
5, 2021
Place
of transaction	Outside
a trading venue

| 1. Details of the person discharging managerial responsibilities/person closely

associated
First
Name(s)	Huibert
Last
Name(s)	Vigeveno
2.
Reason for the notification
Position/status	Downstream
Director
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2018 under the Long Term Incentive Plan (LTIP)
Currency	EUR
Price	NIL
Volume	24,531
Total	N/A
Aggregated
information Volume Price Total	24,531 NIL N/A
Date
of transaction	March
5, 2021
Place
of transaction	Outside
a trading venue

| 1.

Details of the person discharging managerial responsibilities/person closely associated
First
Name(s)	Maarten
Last
Name(s)	Wetselaar
2.
Reason for the notification
Position/status	Integrated
Gas and New Energies Director
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2018 under the Long Term Incentive Plan (LTIP)
Currency	EUR
Price	NIL
Volume	59,964
Total	N/A
Aggregated
information Volume Price Total	59,964 NIL N/A
Date
of transaction	March
5, 2021
Place
of transaction	Outside
a trading venue

This Report on Form 6-K is incorporated by reference into the Registration Statements on Form S-8 of Royal Dutch Shell plc (Registration Numbers 333-126715, 333-141397, 333-171206, 333-192821, 333-200953, 333-215273, 333-222813 and 333-228137).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	Royal Dutch Shell plc
	(Registrant)
Date: March 9, 2021	/s/ Anthony Clarke
	Anthony Clarke
	Deputy Company Secretary