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Shell PLC — Foreign Filer Report 2021
Sep 28, 2021
5307_ffr_2021-09-28_ac46578f-62db-44e0-8c7c-20e312b18651.zip
Foreign Filer Report
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6-K 1 f6k_092721.htm FORM 6-K
Form 6-K
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
________________________________
REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of September 2021
Commission File Number: 1-32575
________________________________
Royal Dutch Shell plc (Exact name of registrant as specified in its charter)
________________________________
30, Carel van Bylandtlaan, 2596 HR The Hague The Netherlands (Address of principal executive office)
________________________________
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F [ X ] Form 40-F [ ]
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [ ]
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [ ]
Director/PDMR shareholding
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES IN ACCORDANCE WITH THE REQUIREMENTS OF THE EU AND UK MARKET ABUSE REGIMES
September 27, 2021
Royal Dutch Shell plc (the "Company") has been notified that following the payment of the interim dividend on September 20, 2021 in respect of the second quarter of 2021, the following Persons Discharging Managerial Responsibilities ("PDMRs") acquired dividend shares in respect of shares previously delivered to them under the annual bonus and/or shares previously vested under employee share plans and held in a Share Plan Account. Further information can be found in the Royal Dutch Shell plc Annual Report and Form 20-F for the year ended December 31, 2020 (www.shell.com/annualreport).
| PDMR | Date Acquired | Share Type | Number of dividend shares acquired | Purchase price per Share | | --- | --- | --- | --- | --- | | Jessica Uhl | 23 September 2021 | RDSA | 333.53 | EUR 17.82 | | Jessica Uhl | 23 September 2021 | RDS.A | 276.01 | USD 41.77 | | Harry Brekelmans | 23 September 2021 | RDSA | 937.22 | EUR 17.82 | | Ronan Cassidy | 23 September 2021 | RDSB | 2,470.27 | GBP 15.12 | | Donny Ching | 23 September 2021 | RDSA | 2,358.65 | EUR 17.82 | | Wael Sawan | 23 September 2021 | RDSA | 1,366.67 | EUR 17.82 | | Huibert Vigeveno | 23 September 2021 | RDSA | 515.68 | EUR 17.82 | | Maarten Wetselaar | 23 September 2021 | RDSA | 963.30 | EUR 17.82 |
The Notification of Dealing Form for each PDMR can be found below.
Anthony Clarke Deputy Company Secretary
ENQUIRIES
Shell Media Relations International, UK, European Press: +44 20 7934 5550
LEI number of Royal Dutch Shell plc: 21380068P1DRHMJ8KU70 Classification: Additional regulated information required to be disclosed under the laws of a Member State.
| 1.
| Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First | |
| Name(s) | Jessica |
| Last | |
| Name(s) | Uhl |
| 2. | |
| Reason for the notification | |
| Position/status | Chief |
| Financial Officer | |
| Initial | |
| notification/ amendment | Initial |
| notification | |
| 3. | |
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full | |
| name of the entity | Royal |
| Dutch Shell plc | |
| Legal | |
| Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. | |
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each | |
| date; (iv) each place where transactions have been conducted | |
| Description | |
| of the financial instrument | A |
| ordinary shares of €0.07 each | |
| Identification | |
| Code | GB00B03MLX29 |
| Nature | |
| of the transaction | Dividend |
| shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans | |
| and held in a Share Plan Account. | |
| Currency | EUR |
| Price | 17.82 |
| Volume | 333.53 |
| Total | 5,943.50 |
| Aggregated | |
| information Volume Price Total | 333.53 17.82 5,943.50 |
| Date | |
| of transaction | 23/09/2021 |
| Place | |
| of transaction | Amsterdam |
| 1.
| Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First | |
| Name(s) | Jessica |
| Last | |
| Name(s) | Uhl |
| 2. | |
| Reason for the notification | |
| Position/status | Chief |
| Financial Officer | |
| Initial | |
| notification/ amendment | Initial |
| notification | |
| 3. | |
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full | |
| name of the entity | Royal |
| Dutch Shell plc | |
| Legal | |
| Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. | |
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each | |
| date; (iv) each place where transactions have been conducted | |
| Description | |
| of the financial instrument | A |
| American Depository Shares (RDS.A) | |
| Identification | |
| Code | US7802592060 |
| Nature | |
| of the transaction | Dividend |
| shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans | |
| and held in a Share Plan Account. | |
| Currency | USD |
| Price | 41.77 |
| Volume | 276.01 |
| Total | 11,528.94 |
| Aggregated | |
| information Volume Price Total | 276.01 41.77 11,528.94 |
| Date | |
| of transaction | 23/09/2021 |
| Place | |
| of transaction | New |
| York |
| 1.
| Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First | |
| Name(s) | Harry |
| Last | |
| Name(s) | Brekelmans |
| 2. | |
| Reason for the notification | |
| Position/status | Projects |
| & Technology Director | |
| Initial | |
| notification/ amendment | Initial |
| notification | |
| 3. | |
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full | |
| name of the entity | Royal |
| Dutch Shell plc | |
| Legal | |
| Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. | |
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each | |
| date; (iv) each place where transactions have been conducted | |
| Description | |
| of the financial instrument | A |
| ordinary shares of €0.07 each | |
| Identification | |
| Code | GB00B03MLX29 |
| Nature | |
| of the transaction | Dividend |
| shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans | |
| and held in a Share Plan Account. | |
| Currency | EUR |
| Price | 17.82 |
| Volume | 937.22 |
| Total | 16,701.26 |
| Aggregated | |
| information Volume Price Total | 937.22 17.82 16,701.26 |
| Date | |
| of transaction | 23/09/2021 |
| Place | |
| of transaction | Amsterdam |
| 1.
| Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First | |
| Name(s) | Ronan |
| Last | |
| Name(s) | Cassidy |
| 2. | |
| Reason for the notification | |
| Position/status | Chief |
| Human Resources & Corporate Officer | |
| Initial | |
| notification/ amendment | Initial |
| notification | |
| 3. | |
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full | |
| name of the entity | Royal |
| Dutch Shell plc | |
| Legal | |
| Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. | |
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each | |
| date; (iv) each place where transactions have been conducted | |
| Description | |
| of the financial instrument | B |
| ordinary shares of €0.07 each | |
| Identification | |
| Code | GB00B03MM408 |
| Nature | |
| of the transaction | Dividend |
| shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans | |
| and held in a Share Plan Account. | |
| Currency | GBP |
| Price | 15.12 |
| Volume | 2,470.27 |
| Total | 37,350.48 |
| Aggregated | |
| information Volume Price Total | 2,470.27 15.12 37,350.48 |
| Date | |
| of transaction | 23/09/2021 |
| Place | |
| of transaction | London |
| 1.
| Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First | |
| Name(s) | Donny |
| Last | |
| Name(s) | Ching |
| 2. | |
| Reason for the notification | |
| Position/status | Legal |
| Director | |
| Initial | |
| notification/ amendment | Initial |
| notification | |
| 3. | |
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full | |
| name of the entity | Royal |
| Dutch Shell plc | |
| Legal | |
| Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. | |
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each | |
| date; (iv) each place where transactions have been conducted | |
| Description | |
| of the financial instrument | A |
| ordinary shares of €0.07 each | |
| Identification | |
| Code | GB00B03MLX29 |
| Nature | |
| of the transaction | Dividend |
| shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans | |
| and held in a Share Plan Account. | |
| Currency | EUR |
| Price | 17.82 |
| Volume | 2,358.65 |
| Total | 42,031.14 |
| Aggregated | |
| information Volume Price Total | 2,358.65 17.82 42,031.14 |
| Date | |
| of transaction | 23/09/2021 |
| Place | |
| of transaction | Amsterdam |
| 1.
| Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First | |
| Name(s) | Wael |
| Last | |
| Name(s) | Sawan |
| 2. | |
| Reason for the notification | |
| Position/status | Upstream |
| Director | |
| Initial | |
| notification/ amendment | Initial |
| notification | |
| 3. | |
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full | |
| name of the entity | Royal |
| Dutch Shell plc | |
| Legal | |
| Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. | |
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each | |
| date; (iv) each place where transactions have been conducted | |
| Description | |
| of the financial instrument | A |
| ordinary shares of €0.07 each | |
| Identification | |
| Code | GB00B03MLX29 |
| Nature | |
| of the transaction | Dividend |
| shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans | |
| and held in a Share Plan Account. | |
| Currency | EUR |
| Price | 17.82 |
| Volume | 1,366.67 |
| Total | 24,354.06 |
| Aggregated | |
| information Volume Price Total | 1,366.67 17.82 24,354.06 |
| Date | |
| of transaction | 23/09/2021 |
| Place | |
| of transaction | Amsterdam |
| 1.
| Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First | |
| Name(s) | Huibert |
| Last | |
| Name(s) | Vigeveno |
| 2. | |
| Reason for the notification | |
| Position/status | Downstream |
| Director | |
| Initial | |
| notification/ amendment | Initial |
| notification | |
| 3. | |
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full | |
| name of the entity | Royal |
| Dutch Shell plc | |
| Legal | |
| Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. | |
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each | |
| date; (iv) each place where transactions have been conducted | |
| Description | |
| of the financial instrument | A |
| ordinary shares of €0.07 each | |
| Identification | |
| Code | GB00B03MLX29 |
| Nature | |
| of the transaction | Dividend |
| shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans | |
| and held in a Share Plan Account. | |
| Currency | EUR |
| Price | 17.82 |
| Volume | 515.68 |
| Total | 9,189.42 |
| Aggregated | |
| information Volume Price Total | 515.68 17.82 9,189.42 |
| Date | |
| of transaction | 23/09/2021 |
| Place | |
| of transaction | Amsterdam |
| 1.
| Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First | |
| Name(s) | Maarten |
| Last | |
| Name(s) | Wetselaar |
| 2. | |
| Reason for the notification | |
| Position/status | Integrated |
| Gas, Renewables and Energy Solutions Director | |
| Initial | |
| notification/ amendment | Initial |
| notification | |
| 3. | |
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full | |
| name of the entity | Royal |
| Dutch Shell plc | |
| Legal | |
| Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. | |
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each | |
| date; (iv) each place where transactions have been conducted | |
| Description | |
| of the financial instrument | A |
| ordinary shares of €0.07 each | |
| Identification | |
| Code | GB00B03MLX29 |
| Nature | |
| of the transaction | Dividend |
| shares in respect of shares previously delivered under the annual bonus and/or shares previously vested under employee share plans | |
| and held in a Share Plan Account. | |
| Currency | EUR |
| Price | 17.82 |
| Volume | 963.30 |
| Total | 17,166.01 |
| Aggregated | |
| information Volume Price Total | 963.30 17.82 17,166.01 |
| Date | |
| of transaction | 23/09/2021 |
| Place | |
| of transaction | Amsterdam |
This Report on Form 6-K is incorporated by reference into:
(a) the Registration Statement on Form F-3 of Royal Dutch Shell plc and Shell International Finance B.V. (Registration Numbers 333-254137 and 333-254137-01); and
(b) the Registration Statements on Form S-8 of Royal Dutch Shell plc (Registration Numbers 333-126715, 333-141397, 333-171206, 333-192821, 333-200953, 333-215273, 333-222813, 333-228137 and 333-254139).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Royal Dutch Shell plc | |
|---|---|
| (Registrant) | |
| Date: September 27, 2021 | /s/ Anthony Clarke |
| Anthony Clarke | |
| Deputy Company Secretary |