Shell PLC — Director's Dealing 2020

Mar 5, 2020

6-K 1 f6k_030520.htm FORM 6-K

Form 6-K

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

________________________________

REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

March 2020

Commission File Number: 1-32575

________________________________

Royal Dutch Shell plc (Exact name of registrant as specified in its charter)

________________________________

30, Carel van Bylandtlaan, 2596 HR The Hague The Netherlands (Address of principal executive office)

________________________________

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F [ X ] Form 40-F [ ]

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [ ]

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [ ]

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes [ ] No [ X ]

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-

Director/PDMR Shareholding

NOTIFICATION AND PUBLIC DISCLOSURE IN ACCORDANCE WITH THE REQUIREMENTS OF THE EU MARKET ABUSE REGULATION OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES

March 5, 2020

Royal Dutch Shell plc announces that each of the following Persons Discharging Managerial Responsibilities (“PDMRs”) have received the number of shares of Royal Dutch Shell plc as set out below following the vesting of conditional awards granted in 2017 under the Long Term Incentive Plan (“LTIP”) and the Deferred Bonus Plan (“DBP”).

Details of the LTIP and DBP can be found in the Royal Dutch Shell plc Annual Report and Form 20-F for the year ended December 31, 2018 (www.shell.com/annualreport).

| LONG TERM INCENTIVE PLAN — PDMR | VESTING DATE | SHARE TYPE | NUMBER OF SHARES VESTED | | --- | --- | --- | --- | | Ben van Beurden | March 4, 2020 | RDSA | 359,813 | | Jessica Uhl | March 4, 2020 | RDS.A | 96,382 | | Harry Brekelmans | March 4, 2020 | RDSA | 90,451 | | Ronan Cassidy | March 4, 2020 | RDSB | 75,875 | | Donny Ching | March 4, 2020 | RDSA | 65,125 | | Wael Sawan | March 4, 2020 | RDSA | 75,979 | | Huibert Vigeveno | March 4, 2020 | RDSA | 31,206 | | Maarten Wetselaar | March 4, 2020 | RDSA | 90,451 |

| DEFERRED BONUS PLAN — PDMR | VESTING DATE | SHARE TYPE | NUMBER OF SHARES VESTED | | --- | --- | --- | --- | | Ben van Beurden | March 4, 2020 | RDSA | 57,980 | | Harry Brekelmans | March 4, 2020 | RDSA | 19,569 | | Ronan Cassidy | March 4, 2020 | RDSB | 14,925 | | Donny Ching | March 4, 2020 | RDSA | 18,152 | | Maarten Wetselaar | March 4, 2020 | RDSA | 20,921 |

The Notification of Dealing Form for each PDMR can be found below.

This notification is made in accordance with Article 19 of the EU Market Abuse Regulation.

Anthony Clarke Deputy Company Secretary

ENQUIRIES

Shell Media Relations International, UK, European Press: +44 20 7934 5550 Shell Investor Relations Europe: + 31 70 377 4540 United States: +1 832 337 2034

LEI number of Royal Dutch Shell plc: 21380068P1DRHMJ8KU70 Classification: Additional regulated information required to be disclosed under the laws of a Member State.

| 1. Details of the person discharging managerial responsibilities/person closely

associated
First
Name(s)	Ben
Last
Name(s)	van
Beurden
2.
Reason for the notification
Position/status	Chief
Executive Officer
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2017 under the Long Term Incentive Plan (LTIP)
Currency	EUR
Price	NIL
Volume	359,813
Total	N/A
Aggregated
information Volume Price Total	359,813 NIL N/A
Date
of transaction	March
4, 2020
Place
of transaction	Outside
a trading venue

| 1. Details of the person discharging managerial responsibilities/person closely

associated
First
Name(s)	Uhl
Last
Name(s)	Jessica
2.
Reason for the notification
Position/status	Chief
Financial Officer
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
American Depository Shares (RDS.A)
Identification
Code	US7802592060
Nature
of the transaction	Vesting
of awards granted in 2017 under the Long Term Incentive Plan (LTIP)
Currency	USD
Price	NIL
Volume	96,382
Total	N/A
Aggregated
information Volume Price Total	96,382 NIL N/A
Date
of transaction	March
4, 2020
Place
of transaction	Outside
a trading venue

| 1.

Details of the person discharging managerial responsibilities/person closely associated
First
Name(s)	Harry
Last
Name(s)	Brekelmans
2.
Reason for the notification
Position/status	Projects
and Technology Director
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2017 under the Long Term Incentive Plan (LTIP)
Currency	EUR
Price	NIL
Volume	90,451
Total	N/A
Aggregated
information Volume Price Total	90,451 NIL N/A
Date
of transaction	March
4, 2020
Place
of transaction	Outside
a trading venue

| 1.

Details of the person discharging managerial responsibilities/person closely associated
First
Name(s)	Ronan
Last
Name(s)	Cassidy
2.
Reason for the notification
Position/status	Chief
Human Resources & Corporate Officer
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	B
ordinary shares of €0.07 each
Identification
Code	GB00B03MM408
Nature
of the transaction	Vesting
of awards granted in 2017 under the Long Term Incentive Plan (LTIP)
Currency	GBP
Price	NIL
Volume	75,875
Total	N/A
Aggregated
information Volume Price Total	75,875 NIL N/A
Date
of transaction	March
4, 2020
Place
of transaction	Outside
a trading venue

| 1. Details of the person discharging managerial responsibilities/person closely

associated
First
Name(s)	Donny
Last
Name(s)	Ching
2.
Reason for the notification
Position/status	Legal
Director
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2017 under the Long Term Incentive Plan (LTIP)
Currency	EUR
Price	NIL
Volume	65,125
Total	N/A
Aggregated
information Volume Price Total	65,125 NIL N/A
Date
of transaction	March
4, 2020
Place
of transaction	Outside
a trading venue

| 1. Details of the person discharging managerial responsibilities/person closely

associated
First
Name(s)	Wael
Last
Name(s)	Sawan
2.
Reason for the notification
Position/status	Upstream
Director
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2017 under the Long Term Incentive Plan (LTIP)
Currency	EUR
Price	NIL
Volume	75,979
Total	N/A
Aggregated
information Volume Price Total	75,979 NIL N/A
Date
of transaction	March
4, 2020
Place
of transaction	Outside
a trading venue

| 1. Details of the person discharging managerial responsibilities/person closely

associated
First
Name(s)	Huibert
Last
Name(s)	Vigeveno
2.
Reason for the notification
Position/status	Downstream
Director
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2017 under the Long Term Incentive Plan (LTIP)
Currency	EUR
Price	NIL
Volume	31,206
Total	N/A
Aggregated
information Volume Price Total	31,206 NIL N/A
Date
of transaction	March
4, 2020
Place
of transaction	Outside
a trading venue

| 1.

Details of the person discharging managerial responsibilities/person closely associated
First
Name(s)	Maarten
Last
Name(s)	Wetselaar
2.
Reason for the notification
Position/status	Integrated
Gas and New Energies Director
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2017 under the Long Term Incentive Plan (LTIP)
Currency	EUR
Price	NIL
Volume	90,451
Total	N/A
Aggregated
information Volume Price Total	90,451 NIL N/A
Date
of transaction	March
4, 2020
Place
of transaction	Outside
a trading venue

| 1.

Details of the person discharging managerial responsibilities/person closely associated
First
Name(s)	Ben
Last
Name(s)	van
Beurden
2.
Reason for the notification
Position/status	Chief
Executive Officer
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2017 under the Deferred Bonus Plan (DBP)
Currency	EUR
">NIL
Volume	57,980
Total	N/A
Aggregated
information Volume Price Total	57,980 NIL N/A
Date
of transaction	March
4, 2020
Place
of transaction	Outside
a trading venue

| 1.

Details of the person discharging managerial responsibilities/person closely associated
First
Name(s)	Harry
Last
Name(s)	Brekelmans
2.
Reason for the notification
Position/status	Projects
and Technology Director
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2017 under the Deferred Bonus Plan (DBP)
Currency	EUR
Price	NIL
Volume	19,569
Total	N/A
Aggregated
information Volume Price Total	19,569 NIL N/A
Date
of transaction	March
4, 2020
Place
of transaction	Outside
a trading venue

| 1.

Details of the person discharging managerial responsibilities/person closely associated
First
Name(s)	Ronan
Last
Name(s)	Cassidy
2.
Reason for the notification
Position/status	Chief
Human Resources & Corporate Officer
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	B
ordinary shares of €0.07 each
Identification
Code	GB00B03MM408
Nature
of the transaction	Vesting
of awards granted in 2017 under the Deferred Bonus Plan (DBP)
Currency	GBP
Price	NIL
Volume	14,925
Total	N/A
Aggregated
information Volume Price Total	14,925 NIL N/A
Date
of transaction	March
4, 2020
Place
of transaction	Outside
a trading venue

| 1. Details of the person discharging managerial responsibilities/person closely

associated
First
Name(s)	Donny
Last
Name(s)	Ching
2.
Reason for the notification
Position/status	Legal
Director
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2017 under the Deferred Bonus Plan (DBP)
Currency	EUR
Price	NIL
Volume	18,152
Total	N/A
Aggregated
information Volume Price Total	18,152 NIL N/A
Date
of transaction	March
4, 2020
Place
of transaction	Outside
a trading venue

| 1.

Details of the person discharging managerial responsibilities/person closely associated
First
Name(s)	Maarten
Last
Name(s)	Wetselaar
2.
Reason for the notification
Position/status	Integrated
Gas and New Energies Director
Initial
notification/ amendment	Initial
notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer
or auction monitor
Full
name of the entity	Royal
Dutch Shell plc
Legal
Entity Identifier code	21380068P1DRHMJ8KU70
4.
Details of the transaction(s): section to be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each date; (iv) each place where transactions have
been conducted
Description
of the financial instrument	A
ordinary shares of €0.07 each
Identification
Code	GB00B03MLX29
Nature
of the transaction	Vesting
of awards granted in 2017 under the Deferred Bonus Plan (DBP)
Currency	EUR
Price	NIL
Volume	20,921
Total	N/A
Aggregated
information Volume Price Total	20,921 NIL N/A
Date
of transaction	March
4, 2020
Place
of transaction	Outside
a trading venue

This Report on Form 6-K is incorporated by reference into:

a) the Registration Statement on Form F-3 of Royal Dutch Shell plc and Shell International Finance B.V. (Registration Numbers 333-222005 and 333-222005-01); and

b) the Registration Statements on Forms S-8 of Royal Dutch Shell plc (Registration Numbers 333-126715, 333-141397, 333-171206, 333-192821, 333-200953, 333-215273, 333-222813 and 333-228137).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	Royal Dutch Shell plc
	(Registrant)
Date: March 5, 2020	/s/ Anthony Clarke
	Anthony Clarke
	Deputy Company Secretary