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Shell PLC — Foreign Filer Report 2016
Dec 22, 2016
5307_ffr_2016-12-22_67a530b8-1b03-4640-bad0-1f40ee7c093d.zip
Foreign Filer Report
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6-K 1 d319182d6k.htm 6-K 6-K
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
For the month of December 2016
Commission File Number 1-32575
Royal Dutch Shell plc
(Exact name of registrant as specified in its charter)
30, Carel van Bylandtlaan, 2596 HR The Hague
The Netherlands
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐. No ☒
If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
The following is the text of an announcement released to the London Stock Exchange by Royal Dutch Shell plc on December 21, 2016
NOTIFICATION AND PUBLIC DISCLOSURE IN ACCORDANCE WITH THE REQUIREMENTS OF THE EU MARKET ABUSE REGULATION OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES
December 21, 2016
Royal Dutch Shell plc (the Company) has been notified that following the payment of the interim dividend on December 16, 2016 in respect of the third quarter of 2016, the following Persons Discharging Managerial Responsibilities (PDMRs) acquired dividend shares in respect of shares previously vested under employee share plans and held in a Vested Share Account (VSA).
| PDMR — Ben van Beurden | Date Acquired — 16 December 2016 | RDSA | 477.55 | EUR 26.10 |
|---|---|---|---|---|
| Simon Henry | 16 December 2016 | RDSB | 5,330.90 | GBP 22.77 |
| John Abbott | 16 December 2016 | RDSB | 746.61 | GBP 22.77 |
| Harry Brekelmans | 16 December 2016 | RDSA | 492.34 | EUR 26.10 |
| Andrew Brown | 16 December 2016 | RDSB | 926.83 | GBP 22.77 |
| Ronan Cassidy | 16 December 2016 | RDSB | 348.01 | GBP 22.77 |
| Donny Ching | 16 December 2016 | RDSA | 440.90 | EUR 26.10 |
The Notification of Dealing Form for each PDMR can be found below.
This notification is made in accordance with Article 19 of the EU Market Abuse Regulation.
Mark Edwards
Deputy Company Secretary
ENQUIRIES
Shell Media Relations
International, UK, European Press: +44 20 7934 5550
Shell Investor Relations
Europe: + 31 70 377 4540
United States: +1 832 337 2034
| 1. Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First Name(s) | Ben |
| Last Name(s) | van Beurden |
| 2. Reason for the notification | |
| Position/status | Chief Executive Officer |
| Initial notification/ amendment | Initial notification |
| 3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full name of the entity | Royal Dutch Shell plc |
| Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been | |
| conducted | |
| Description of the financial instrument | A ordinary shares of 0.07 each |
| Identification Code | GB00B03MLX29 |
| Nature of the transaction | Dividend shares in respect of shares previously vested under employee share plans and held in a Vested Share Account |
| Currency | EUR |
| Price | 26.10 |
| Volume | 477.55 |
| Total | 12,464.06 |
| Aggregated information Volume Price Total | 477.55 26.10 12,464.06 |
| Date of transaction | 16/12/2016 |
| Place of transaction | Amsterdam |
| 1. Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First Name(s) | Simon |
| Last Name(s) | Henry |
| 2. Reason for the notification | |
| Position/status | Chief Financial Officer |
| Initial notification/ amendment | Initial notification |
| 3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full name of the entity | Royal Dutch Shell plc |
| Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been | |
| conducted | |
| Description of the financial instrument | B ordinary shares of 0.07 each |
| Identification Code | GB00B03MM408 |
| Nature of the transaction | Dividend shares in respect of shares previously vested under employee share plans and held in a Vested Share Account |
| Currency | GBP |
| Price | 22.77 |
| Volume | 5,330.90 |
| Total | 121,384.59 |
| Aggregated information Volume Price Total | 5,330.90 22.77 121,384.59 |
| Date of transaction | 16/12/2016 |
| Place of transaction | London |
| 1. Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First Name(s) | John |
| Last Name(s) | Abbott |
| 2. Reason for the notification | |
| Position/status | Downstream Director |
| Initial notification/ amendment | Initial notification |
| 3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full name of the entity | Royal Dutch Shell plc |
| Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been | |
| conducted | |
| Description of the financial instrument | B ordinary shares of 0.07 each |
| Identification Code | GB00B03MM408 |
| Nature of the transaction | Dividend shares in respect of shares previously vested under employee share plans and held in a Vested Share Account |
| Currency | GBP |
| Price | 22.77 |
| Volume | 746.61 |
| Total | 17,000.31 |
| Aggregated information Volume Price Total | 746.61 22.77 17,000.31 |
| Date of transaction | 16/12/2016 |
| Place of transaction | London |
| 1. Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First Name(s) | Harry |
| Last Name(s) | Brekelmans |
| 2. Reason for the notification | |
| Position/status | Projects & Technology Director |
| Initial notification/ amendment | Initial notification |
| 3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full name of the entity | Royal Dutch Shell plc |
| Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been | |
| conducted | |
| Description of the financial instrument | A ordinary shares of 0.07 each |
| Identification Code | GB00B03MLX29 |
| Nature of the transaction | Dividend shares in respect of shares previously vested under employee share plans and held in a Vested Share Account |
| Currency | EUR |
| Price | 26.10 |
| Volume | 492.34 |
| Total | 12,850.07 |
| Aggregated information Volume Price Total | 492.34 26.10 12,850.07 |
| Date of transaction | 16/12/2016 |
| Place of transaction | Amsterdam |
| 1. Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First Name(s) | Andrew |
| Last Name(s) | Brown |
| 2. Reason for the notification | |
| Position/status | Upstream Director |
| Initial notification/ amendment | Initial notification |
| 3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full name of the entity | Royal Dutch Shell plc |
| Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been | |
| conducted | |
| Description of the financial instrument | B ordinary shares of 0.07 each |
| Identification Code | GB00B03MM408 |
| Nature of the transaction | Dividend shares in respect of shares previously vested under employee share plans and held in a Vested Share Account |
| Currency | GBP |
| Price | 22.77 |
| Volume | 926.83 |
| Total | 21,103.92 |
| Aggregated information Volume Price Total | 926.83 22.77 21,103.92 |
| Date of transaction | 16/12/2016 |
| Place of transaction | London |
| 1. Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First Name(s) | Ronan |
| Last Name(s) | Cassidy |
| 2. Reason for the notification | |
| Position/status | Chief Human Resources & Corporate Officer |
| Initial notification/ amendment | Initial notification |
| 3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full name of the entity | Royal Dutch Shell plc |
| Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been | |
| conducted | |
| Description of the financial instrument | B ordinary shares of 0.07 each |
| Identification Code | GB00B03MM408 |
| Nature of the transaction | Dividend shares in respect of shares previously vested under employee share plans and held in a Vested Share Account |
| Currency | GBP |
| Price | 22.77 |
| Volume | 348.01 |
| Total | 7,924.19 |
| Aggregated information Volume Price Total | 348.01 22.77 7,924.19 |
| Date of transaction | 16/12/2016 |
| Place of transaction | London |
| 1. Details of the person discharging managerial responsibilities/person closely associated | |
|---|---|
| First Name(s) | Donny |
| Last Name(s) | Ching |
| 2. Reason for the notification | |
| Position/status | Legal Director |
| Initial notification/ amendment | Initial notification |
| 3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| Full name of the entity | Royal Dutch Shell plc |
| Legal Entity Identifier code | 21380068P1DRHMJ8KU70 |
| 4. Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been | |
| conducted | |
| Description of the financial instrument | A ordinary shares of 0.07 each |
| Identification Code | GB00B03MLX29 |
| Nature of the transaction | Dividend shares in respect of shares previously vested under employee share plans and held in a Vested Share Account |
| Currency | EUR |
| Price | 26.10 |
| Volume | 440.90 |
| Total | 11,507.49 |
| Aggregated information Volume Price Total | 440.90 26.10 11,507.49 |
| Date of transaction | 16/12/2016 |
| Place of transaction | Amsterdam |
This Report on Form 6-K is incorporated by reference into:
a) the Registration Statement on Form F-3 of Royal Dutch Shell plc and Shell International Finance B.V. (Registration Numbers 333-199736 and 333-199736-01); and
b) the Registration Statements on Forms S-8 of Royal Dutch Shell plc (Registration Numbers 333-126715, 333-141397, 333-171206, 333-192821 and 333-200953).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Royal Dutch Shell plc (Registrant) | |
|---|---|
| By: | M Edwards |
| Name: M Edwards Title: Deputy Company | |
| Secretary |
Date: December 22, 2016