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Shell PLC — Foreign Filer Report 2010
Apr 16, 2010
5307_ffr_2010-04-16_22b3cf96-7c54-41f6-ac25-996b846f0dda.zip
Foreign Filer Report
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FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
For the month of April 2010
Commission File Number 1-32575
Royal Dutch Shell plc
(Exact name of registrant as specified in its charter)
30, Carel van Bylandtlaan, 2596 HR The Hague
The Netherlands
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F [X] Form 40-F _
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ......
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ......
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934..
Yes _ No [X]
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _
The following is the text of an announcement released to the London Stock Exchange by Royal Dutch Shell plc on 15th April 2010
ROYAL DUTCH SHELL PLC
ANNUAL INFORMATION UPDATE
In accordance with the requirements of Prospectus Rule 5.2, the following information and documents were published, or made available to the public, over the 12 months from 14 March 2009 to and including 13 March 2010 in compliance with laws and rules dealing with the regulation of securities, issuers of securities and securities markets.
This annual information is provided pursuant to P rospectus Rule 5.2.3G made by the Financial Services Authority and not for any other purpose and by filing this annual information update neither Royal Dutch Shell (the Company), nor any other person, takes any responsibility for, or makes any representation, express or implied, as to the accuracy or completeness of, the information contained or referred to below herein. The information referred to below is not necessarily up to date as at the date of this annual information update and the Company does not undertake any obligation to update any such information in the future. Furthermore, such information may have been prepared in accordance with the laws or regulations of a particular jurisdiction and may not comply with or meet the relevant standards of disclosure in any other jurisdiction. Neither this annual information update, nor the information referred to below constitutes, by virtue of this communication, an offer of any securities addressed to any person and should not be relied on by any person.
1. Announcements made via a Regulatory Information Service
| Date | Description of Contents of Announcement |
|---|---|
| 16/03/2009 | Holding(s) in Company |
| 17/03/2009 | March 2009 strategy update |
| 17/03/2009 | Filing of Annual Report and Form 20-F |
| 20/03/2009 | Holding(s) in Company |
| 23/03/2009 | Holding(s) in Company |
| 26/03/2009 | Holding(s) in Company |
| 27/03/2009 | Advance Notice First Quarter Results and Dividend |
| 30/03/2009 | Voting Rights and Capital |
| 31/03/2009 | Director Declaration |
| 15/04/2009 | Annual Information Update |
| 20/04/2009 | Annual Financial Report |
| 29/04/2009 | 1 st Quarter 2009 Interim Dividend |
| 29/04/2009 | 1 st Quarter 2009 Unaudited Results |
| 30/04/2009 | Voting Rights and Capital |
| 01/05/2009 | Director/PDMR Shareholding |
| 05/05/2009 | Director/PDMR Shareholding |
| 19/05/2009 | Result of AGM |
| 21/05/2009 | Director/PDMR Shareholding |
| 26/05/2009 | Directorate change |
| 26/05/2009 | Director Declaration |
| 27/05/2009 | EC Reorganisation |
| 29/05/2009 | Voting Rights and Capital |
| 16/06/2009 | Director/PDMR Shareholding |
| 25/06/2009 | Director/PDMR Shareholding |
| 29/06/2009 | Voting Rights and Capital |
| 02/07/2009 | Holding(s) in Company |
| 30/07/2009 | 2 nd Quarter 2009 Dividend Announcement |
| 30/07/2009 | Half Yearly Financial Report |
| 30/07/2009 | 2 nd Quarter 2009 Results |
| 30/07/2009 | Voting Rights and Capital |
| 06/08/2009 | Holding(s) in Company |
| 06/08/2009 | Holding(s) in Company |
| 20/08/2009 | Holding(s) in Company |
| 28/08/2009 | Voting Rights and Capital |
| 11/09/2009 | Director/PDMR Shareholding |
| 11/09/2009 | Directorate Change |
| 25/09/2009 | Notice of Results |
| 28/09/2009 | New accounting segmentation |
| 30/09/2009 | Voting Rights and Capital |
| 29/10/2009 | Q3 2009 Dividend Announcement |
| 29/10/2009 | 3 rd Quarter 2009 Unaudited Results |
| 29/10/2009 | Intended Financial Calendar 2010 |
| 30/10/2009 | Voting Rights and Capital |
| 03/11/2009 | Director/PDMR Shareholding |
| 04/11/2009 | Director/PDMR Shareholding |
| 09/11/2009 | Director/PDMR Shareholding |
| 23/11/2009 | Qatar set to be new heartland for Shell |
| 25/11/2009 | Holding(s) in Company |
| 30/11/2009 | Voting Rights and Capital |
| 11/12/2009 | Director/PDMR Shareholding |
| 18/12/2009 | Advance Notice of Q4 results announcement |
| 23/12/2009 | Holding(s) in Company |
| 04/01/2010 | Voting Rights and Capital |
| 12/01/2010 | Holding(s) in Company |
| 20/01/2010 | Holding(s) in Company |
| 26/01/2010 | Holding(s) in Company |
| 29/01/2010 | Voting Rights and Capital |
| 04/02/2010 | 4 th Quarter and Full Year |
| 04/02/2010 | 4 th Quarter 2009 Interim Dividend |
| 04/02/2010 | Holding(s) in Company |
| 09/02/2010 | Director/PDMR Shareholding |
| 18/02/2010 | Holding(s) in Company |
| 25/02/2010 | Holding(s) in Company |
| 26/02/2010 | Voting Rights and Capital |
| 05/03/2010 | Director/PDMR Shareholding |
| 08/03/2010 | Discussions underway to acquire Arrow Energy Limited |
| 08/03/2010 | Director/PDMR Shareholding |
| 11/03/2010 | Directorate Change |
Details of all regulatory announcements can be found in full on the London Stock Exchange website at: www.londonstockexchange.com
2. Documents filed at Companies House
| Date | Document Type | Description |
|---|---|---|
| 02/04/2009 | 353a | Location of Register of Members |
| 04/05/2009 | AA | Interim Accounts made up to 31/03/09 |
| 22/05/2009 | 288b | Resignation of Director |
| 22/05/2009 | Resolution | Dis-application of pre-emption rights |
| Authority to purchase shares | ||
| Authority to allot shares | ||
| 07/06/2009 | 288b | Resignation of Director |
| 24/06/2009 | 288a | Appointment of Director |
| 14/07/2009 | AA | Group Accounts made up to 31/12/08 |
| 08/08/2009 | AA | Interim Accounts made up to 30/06/09 |
| 06/10/2009 | AD02 | Notification of SAIL |
| 06/10/2009 | AD03 | Register(s) moved to SAIL address |
| 03/11/2009 | AD03 | Register(s) moved to SAIL address |
| 03/11/2009 | AR01 | Annual Return plus Bulk List |
| 04/11/2009 | AA | Interim Accounts made up to 30/09/09 |
| 08/02/2010 | AA | Interim Accounts made up to 31/12/09 |
Copies of these documents can be found on the Companies House Direct website at: www.direct.companieshouse.gov.uk or by contacting Companies House, Crown Way, Maindy, Cardiff CF14 3UZ
3. Documents published or sent to shareholders or filed with the UKLA Document Viewing Facility
| Date | Description |
|---|---|
| 17/04/2009 | Annual Report and Form 20-F for the year ended December 31, 2008, Annual Review and Summary Financial Statements 2008, Notice of 2009 AGM, Proxy Forms and Notice of Availability |
| 20/05/2009 | Resolutions passed at 2009 AGM |
Documents submitted to the FSA can be viewed at the Document Viewing Facility situate at The Financial Services Authority, 25 The North Colonnade, Canary Wharf, London E14 5HS.
4. Documents lodged with the Authority for Financial Markets ("AFM") and Euronext Amsterdam Stock Exchange
The Company is listed on the Euronext Amsterdam Stock Exchange and the Regulatory Information Releases sent to the Euronext Amsterdam Stock Exchange (see www.euronext.nl ) are identical to those released to the London Stock Exchange (see 1 above) and the New York Stock Exchange (see 5 below).
In addition thereto, the Company has submitted the filings listed below to the Authority for Financial Markets ("AFM"):
| Date | Description |
|---|---|
| 17/03/2009 | Strategy Update |
| 29/04/2009 | 1st Quarter 2009 Results |
| 29/04/2009 | Q1 2009 Quarterly Dividend Announcement |
| 26/05/2009 | Announcement of directorate change |
| 27/05/2009 | Announcement of new senior management structure |
| 30/07/2009 | 2nd Quarter 2009 Results |
| 30/07/2009 | Q2 2009 Quarterly Dividend Announcement |
| 25/08/2009 | Notice of Results |
| 28/09/2009 | New Accounting Segmentation |
| 29/10/2009 | 3rd Quarter 2009 Results |
| 29/10/2009 | Q3 2009 Quarterly Dividend Announcement |
| 29/10/2009 | Intended Financial Calendar 2010 |
| 23/11/2009 | Qatar set to be new heartland for Shell |
| 18/12/2009 | Notice of Results |
| 04/02/2010 | 4th Quarter and Full Year 2009 Results |
| 04/02/2010 | Q4 2009 Quarterly Dividend Announcement |
| 08/03/2010 | Discussions underway to acquire Arrow Energy Limited |
| 11/03/2010 | Nomination of Charles O. Holliday as a Non-executive Director |
Full details of the filings can be found at: www.afm.nl
5. Documents lodged with the Securities and Exchange Commission
The company is listed on the New York Stock Exchange and the Regulatory Information Releases sent to the New York Stock Exchange are identical to those released to the London Stock Exchange (see 1 above) and the Euronext Amsterdam Stock Exchange (see 4 above).
The Company has submitted filings to the US Securities and Exchange Commission (SEC ):
| Date | Format | Description |
|---|---|---|
| 16/03/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d-16] |
| 16/03/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d-16] |
| 16/03/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d-16] |
| 17/03/2009 | 20-F | Annual Report and transition report of foreign private issuers [Sections 13 or 15d] |
| 17/03/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 17/03/2008 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 18/03/2009 | 424B3 | Prospectus [Rule 424 (b) (3)] |
| 18/03/2009 | FWP | Filing under Securities Act Rules 163/433 of free writing prospectuses |
| 19/03/2009 | FWP | Filing under Securities Act Rules 163/433 of free writing prospectuses |
| 19/03/2009 | 424B5 | Prospectus [Rule 424 (b) (5)] |
| 20/03/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 24/03/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 27/03/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 27/03/2009 | 8-A12B | Registration of securities [Section 12 (b)] |
| 01/04/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 17/04/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 20/04/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 29/04/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 29/04/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 05/05/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 06/05/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 06/05/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 26/05/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 26/05/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 26/05/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 27/05/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 27/05/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 17/06/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 26/06/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 06/07/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 06/07/2009 | 11-K | Annual Report of employee stock purchase, savings and similar plans |
| 30/07/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 30/07/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 03/08/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 07/08/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 07/08/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 21/08/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 11/09/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 11/09/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 14/09/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 15/09/2009 | 424B3 | Prospectus [Rule 424 (b) (3)] |
| 16/09/2009 | FWP | Filing under Securities Act Rules 163/433 of free writing prospectuses |
| 17/09/2009 | 424B5 | Prospectus [Rule 424 (b) (5)] |
| 24/09/2009 | 8-A12B | Registration of securities [Section 12 (b)] |
| 29/10/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 29/10/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 04/11/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 04/11/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 05/11/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 09/11/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 23/11/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 27/11/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 14/12/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 29/12/2009 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 13/01/2010 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 21/01/2010 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 26/01/2010 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 29/01/2010 | SC13G | Statement of acquisition of beneficial ownership by individuals |
| 04/02/2010 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 04/02/2010 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 05/02/2010 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 10/02/2010 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 18/02/2010 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 26/02/2010 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 08/03/2010 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 08/03/2010 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 09/03/2010 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
| 11/03/2010 | 6-K | Report of foreign issuer [Rules 13a-16 and 15d 16] |
Full details of the filings can be found on the SECs website at: www.sec.gov/cgi-bin/browse-edgar?company=Royal+Dutch+Shell&CIK=&filenum=&State=&SIC=&owner=include&action=getcompany
6. Documents lodged with the Other Regulators
The Company has not submitted filings to other Registrars, Regulators and Banks
| Date |
|---|
| None |
7. Further information
Further general information on Royal Dutch Shell plc can be found at our website: www.shell.com
Further enquiries contact: Mark Edwards Deputy Company Secretary Royal Dutch Shell plc Shell Centre London SE1 7NA 020 7934 2817 15th April, 2010
15th April, 2010
This Report on Form 6-K is incorporated by reference into:
a) the Registration Statement on Form F-3 of Royal Dutch Shell plc and Shell International Finance B.V. (Registration Numbers 333-155201 and 333-155201-01); and b) the Registration Statements on Forms S-8 of Royal Dutch Shell plc (Registration Numbers 333-126715 and 333-141397).
SIGNATURES
Pursuant to the requirements of the Securities Exchange act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Royal Dutch Shell plc (Registrant)
| By: /s/ M Edwards |
|---|
| Name: M Edwards Title: Deputy Company Secretary |
| Date: 15 April 2010 |