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Shell PLC — Foreign Filer Report 2010
Mar 19, 2010
5307_ffr_2010-03-19_a9fa3040-799e-48d9-a772-9135121d7c30.zip
Foreign Filer Report
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FORM 6-K
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
The Securities Exchange Act of 1934 For March 2010
Commission File Number: 1-32575
Royal Dutch Shell plc
(Exact name of registrant as specified in its charter)
England and Wales
(Jurisdiction of incorporation or organization)
30, Carel van Bylandtlaan, 2596 HR The Hague
The Netherlands Tel No: 011 31 70 377 9111 (Address of principal executive officers)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F þ Form 40-F o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): o
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes o No þ
If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-
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TABLE OF CONTENTS
SIGNATURES
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Table of Contents
This Report on Form 6-K is incorporated by reference into:
a) the Registration Statement on Form F-3 of Royal Dutch Shell plc and Shell International Finance B.V. (Registration Numbers 333-155201 and 333-155201-01); and
b) the Registration Statements on Forms S-8 of Royal Dutch Shell plc (Registration Numbers 333-126715 and 333-141397).
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TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
- Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Royal Dutch Shell plc (B shares)
| State | |
|---|---|
| 2. Reason for the notification | Yes/No |
| An acquisition or disposal of voting rights | Yes |
| An acquisition or disposal of qualifying financial instruments | |
| which may result in the acquisition of shares already issued to | |
| which voting rights are attached | |
| An acquisition or disposal of instruments with similar economic | |
| effect to qualifying financial instruments | |
| An event changing the breakdown of voting rights | |
| Other (please specify): | |
| 3. Full name of person(s) subject to the notification obligation: | Legal & General Group |
| Plc (Group) | |
| Legal & General | |
| Investment | |
| Management Limited | |
| (LGIM) | |
| 4. Full name of shareholder(s) (if different from 3.): | Legal & General |
| Assurance (Pensions | |
| Management) Limited | |
| (PMC) | |
| Legal & General Group | |
| Plc (L&G) | |
| 5. Date of the transaction and date on which the threshold is | |
| crossed or reached: | 16 March 2010 |
| 6. Date on which issuer notified: | 17 March 2010 |
| 7. Threshold(s) that is/are crossed or reached: | Below 5% (Group) |
| Below 5% (LGIM) |
- Notified details:
A: Voting rights attached to shares
| Class/type | Situation previous to | ||||||
|---|---|---|---|---|---|---|---|
| of shares | the Triggering | ||||||
| if possible | transaction | ||||||
| using the | Number | Number | Resulting situation after the triggering transaction | ||||
| ISIN | of | of Voting | Number of | Number of voting rights | % of voting rights | ||
| CODE | Shares | Rights | shares | Direct | Indirect | Direct | Indirect |
| B ORD | |||||||
| EURO | 134,917,430 | ||||||
| 0.07 (UK) | (as at 12/3/2010) | Below 5% |
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B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
| Number of | ||||
|---|---|---|---|---|
| voting rights that | ||||
| may be acquired | ||||
| if the instrument | ||||
| Type of financial | Exercise/Conversion | is exercised/ | % of voting | |
| instrument | Expiration date | Period | converted | rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments Resulting situation after the triggering transaction
| Number of | ||||||
|---|---|---|---|---|---|---|
| Type of | voting rights | |||||
| financial | Exercise | Expiration | Exercise/Conversion | instrument | % of voting | |
| instrument | Price | date | Period | refers to | rights | |
| Nominal | Delta |
| Total (A+B+C) | |
|---|---|
| Number of voting rights | % of voting rights |
Below 5%
- Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable
Legal & General Group Plc (Direct and Indirect) (Group) (Below 5% = Total Position)
Legal & General Investment Management (Holdings) Limited (Direct and Indirect) (LGIMH) (Below 5% = Total Position)
Legal & General Investment Management Limited (Indirect) (LGIM) (Below 5% = Total Position)
Legal & General Group Plc (Direct) (L&G) (121,780,156 4.51% = LGAS, LGPL & PMC)
| Legal & General Investment Management | Legal & General Insurance Holdings Limited |
|---|---|
| (Holdings) Limited (Direct) (LGIMHD) | (Direct) (LGIH) |
| (104,194,661 3.86% = PMC) | |
| Legal & General Assurance (Pensions | Legal & General Assurance Society Limited |
| Management) Limited (PMC) (104,194,661 | (LGAS & LGPL) |
| - 3.86% = PMC) | |
| Legal & General Pensions Limited (Direct) (LGPL) |
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Proxy Voting:
- Name of the proxy holder:
N/A
- Number of voting rights proxy holder will cease to hold:
N/A
- Date on which proxy holder will cease to hold voting rights:
N/A
- Additional information:
Notification using the total voting rights figure of 2,695,808,103
- Contact name:
Mark Edwards, Royal Dutch Shell plc
- Contact telephone number:
020 7934 2817
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link1 "SIGNATURES"
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
Royal Dutch Shell plc (Registrant)
| By: | |
|---|---|
| Name: | Michiel Brandjes |
| Title: | Company Secretary |
Date: March 19, 2010
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