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Shattuck Labs, Inc. — Director's Dealing 2021
Jun 23, 2021
34607_dirs_2021-06-22_e3c3aba4-8393-4fcb-9b93-df41f7f76689.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Shattuck Labs, Inc. (STTK)
CIK: 0001680367
Period of Report: 2021-06-01
Reporting Person: Brous Tyler (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | Common Stock | J | 52745 | $0.00 | Disposed | 0 | Indirect |
| 2021-06-01 | Common Stock | J | 87132 | $0.00 | Disposed | 0 | Indirect |
| 2021-06-01 | Common Stock | J | 26372 | $0.00 | Acquired | 207778 | Direct |
| 2021-06-01 | Common Stock | J | 13894 | $0.00 | Acquired | 221672 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-19 | Stock Option (Right to Buy) | $29.34 | A | 3434 | Acquired | 2031-06-19 | Common Stock (3434) | Direct |
Footnotes
F1: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Lennox Dallas Partners, LP ("Lennox Partners") to its limited partners.
F2: These shares are held directly by Lennox Partners. The Reporting Person is the vice president of RS Holdings, Inc., the general partner of Lennox Partners. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except the extent of his pecuniary interest therein.
F3: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Lennox Dallas Holdings, LLC - Series 10 ("Lennox Series 10") to its limited partners.
F4: These shares are held directly by Lennox Series 10. The Reporting Person is the Manager of Lennox Series 10. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except the extent of his pecuniary interest therein.
F5: This option represents a right to purchase a total of 3,434 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.