Shattuck Labs, Inc. — Director's Dealing 2020

Oct 9, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Shattuck Labs, Inc. (STTK)
CIK: 0001680367
Period of Report: 2020-10-08

Reporting Person: Schreiber Taylor (Director, Chief Executive Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2705750	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Preferred Stock	$		Common Stock (2555)		Direct
Series B Preferred Stock	$		Common Stock (2719)		Direct
Stock Option (Right to Buy)	$4.67	2030-08-05	Common Stock (188375)		Direct

Footnotes

F1: Each share of Series A Preferred Stock is convertible into 6.85 shares of common stock at any time at the holder's election and will convert automatically immediately prior to the closing of the Issuer's initial public offering (the "IPO"). The Series A Preferred Stock has no expiration date.

F2: Each share of Series B Preferred Stock is convertible into 6.85 shares of common stock at any time at the holder's election and will convert automatically immediately prior to the closing of the IPO. The Series B Preferred Stock has no expiration date.

F3: This option represents a right to purchase a total of 188,375 shares of the Issuer's common stock, one quarter of which will vest on August 6, 2021, with the remaining three quarters vesting in equal monthly installments through August 6, 2024, subject to the Reporting Person's continued service to the Issuer.