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Shattuck Labs, Inc. — Director's Dealing 2020
Oct 9, 2020
34607_dirs_2020-10-08_bae69e39-5e50-41be-9cb0-fc40acb4ee10.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Shattuck Labs, Inc. (STTK)
CIK: 0001680367
Period of Report: 2020-10-08
Reporting Person: Thomson Erin Ator (General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 103211 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (1096) | Direct | ||
| Stock Option (Right to Buy) | $0.01 | 2027-12-21 | Common Stock (2952) | Direct | |
| Stock Option (Right to Buy) | $2.95 | 2028-09-18 | Common Stock (63705) | Direct | |
| Stock Option (Right to Buy) | $3.17 | 2029-12-03 | Common Stock (68500) | Direct | |
| Stock Option (Right to Buy) | $4.67 | 2030-08-05 | Common Stock (20550) | Direct |
Footnotes
F1: Each share of Series A Preferred Stock is convertible into 6.85 shares of common stock at any time at the holder's election and will convert automatically immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock has no expiration date.
F2: This option represents a right to purchase a total of 2,952 shares of the Issuer's common stock and is fully vested.
F3: This option represents a right to purchase a total of 63,705 shares of the Issuer's common stock, 37,161 of which have vested, with the remaining shares vesting in equal monthly installments through May 15, 2022, subject to the Reporting Person's continued service to the Issuer.
F4: This option represents a right to purchase a total of 68,500 shares of the Issuer's common stock, one quarter of which will vest on November 22, 2020, with the remaining three quarters vesting in equal monthly installments through November 22, 2023, subject to the Reporting Person's continued service to the Issuer.
F5: This option represents a right to purchase a total of 20,550 shares of the Issuer's common stock, one quarter of which will vest on August 6, 2021, with the remaining three quarters vesting in equal monthly installments through August 6, 2024, subject to the Reporting Person's continued service to the Issuer.