Shattuck Labs, Inc. — Director's Dealing 2020

Oct 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Shattuck Labs, Inc. (STTK)
CIK: 0001680367
Period of Report: 2020-10-14

Reporting Person: Hornblower Josiah (Director, Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-14	Common Stock	C	23488	—	Acquired	3277238	Indirect
2020-10-14	Common Stock	C	54471	—	Acquired	3331709	Indirect
2020-10-14	Common Stock	C	63019	—	Acquired	63019	Indirect
2020-10-14	Common Stock	C	16337	—	Acquired	79356	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-14	Series A Preferred Stock	$	C	3429	Disposed		Common Stock (23488)	Indirect
2020-10-14	Series B Preferred Stock	$	C	7952	Disposed		Common Stock (54471)	Indirect
2020-10-14	Series A Preferred Stock	$	C	9200	Disposed		Common Stock (63019)	Indirect
2020-10-14	Series B Preferred Stock	$	C	2385	Disposed		Common Stock (16337)	Indirect

Footnotes

F1: Each share of Series A Preferred Stock automatically converted into 6.85 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (the "IPO") and had no expiration date.

F2: Each share of Series B Preferred Stock automatically converted into 6.85 shares of the Issuer's common stock immediately prior to the closing of the IPO and had no expiration date.