AI assistant
Shake Shack Inc. — Director's Dealing 2020
Dec 15, 2020
31166_dirs_2020-12-14_3092bca5-d7a3-4814-9886-77cd012f1128.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Shake Shack Inc. (SHAK)
CIK: 0001620533
Period of Report: 2020-12-10
Reporting Person: Koff Zach (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-10 | CLASS A COMMON STOCK | M | 700 | $21 | Acquired | 18845 | Direct |
| 2020-12-10 | CLASS A COMMON STOCK | S | 700 | $84.86 | Disposed | 18145 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-10 | Stock Option (Right to Buy) | $21.0 | M | 700 | Disposed | 2025-01-29 | CLASS A COMMON STOCK (700.0) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on November 9, 2020.
F2: Mr. Koff hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and price at which the transaction was effected.
F3: An option to purchase 106,000 shares of Class A common stock at $21 per share was granted to Mr. Koff on January 29, 2015. 21,200 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, January 29, 2019, and January 29, 2020.