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Shake Shack Inc. — Director's Dealing 2019
Mar 5, 2019
31166_dirs_2019-03-05_452e81a6-5dc0-4dbf-a873-d886660bc1c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Shake Shack Inc. (SHAK)
CIK: 0001620533
Period of Report: 2019-03-01
Reporting Person: Koff Zach (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-01 | CLASS A COMMON STOCK | M | 5000 | $21 | Acquired | 11441 | Direct |
| 2019-03-01 | CLASS A COMMON STOCK | S | 5000 | $55 | Disposed | 6441 | Direct |
| 2019-03-01 | CLASS A COMMON STOCK | M | 2500 | $21 | Acquired | 8941 | Direct |
| 2019-03-01 | CLASS A COMMON STOCK | S | 2500 | $54 | Disposed | 6441 | Direct |
| 2019-03-01 | CLASS A COMMON STOCK | M | 2500 | $21 | Acquired | 8941 | Direct |
| 2019-03-01 | CLASS A COMMON STOCK | S | 2500 | $53 | Disposed | 6441 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-01 | Stock Option (Right to Buy) | $21.0 | M | 5000 | Disposed | 2025-01-29 | CLASS A COMMON STOCK (5000.0) | Direct |
| 2019-03-01 | Stock Option (Right to Buy) | $21.0 | M | 2500 | Disposed | 2025-01-29 | CLASS A COMMON STOCK (2500.0) | Direct |
| 2019-03-01 | Stock Option (Right to Buy) | $21.0 | M | 2500 | Disposed | 2025-01-29 | CLASS A COMMON STOCK (2500.0) | Direct |
Footnotes
F1: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 5,000 shares of Class A Stock.
F2: Represents the sale of shares of Class A Stock of the Issuer that were obtained in a cashless exercise of Reporting Person's option to purchase 5,000 shares of Class A Stock.
F3: Represents shares of Class A of the Issuer that were obtained upon the Reporting Person's cashless exercise of the option to purchase 2,500 shares of Class A Stock.
F4: Represents the sale of shares of Class A Stock of the Issuer that were obtained in a cashless exercise of Reporting Person's option to purchase 2,500 shares of Class A Stock.
F5: An option to purchase 106,000 shares of Class A Stock at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21,200 options vested on January 29, 2017, 21,200 options vested on January 29, 2018, 21,200 options vested on January 29, 2019, and 21,200 options vest on January 29, 2020, subject to the Reporting Person's continued service with the Issuer.